Search Results: 83 vacancies
...trength.
Possessing the profession, we successively obtained the 1, 2, 3, 4, 5 & 9 regulated activity licenses issued by Hong Kong SFC (Central Code: BHT550), and also a HKSE Participant (02047) (OTP-C broker code: 0974 and 0977). As a leading new first-line Internet...
...alues commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guidance, and leading a supportive and inclusive team. Make a significant impact and foster team success in this role.
...
Rober Walters Hong Kong
Hong Kong Island
2 days ago
...tem
Job Requirements
• University degree in Computer Science or related disciplines
• Minimum 5 years’ relevant experience in SFC/Financial related trading/settlement system
• Familiar with SFC/Financial related trading system front-to-back business/system flo...
Classy Wheeler Limited
Hong Kong Island
1 day ago
...is a must.
Willingness to work overtime and under pressure to meet tight deadlines.
Solid experience in securities accounting, SFC Financial Resources Rules, and Financial Returns is essential.
Candidates with less experience will be considered as AVP
#J-188...
Global Executive Consultants Ltd.
Hong Kong Island
2 days ago
...
~8+ years’ relevant experience in unit trust products
~ In-depth knowledge of market, industry and products
~ Qualification in SFC paper 1, 7, 8
~ Good command of written and spoken English, Cantonese and Mandarin
Application
We offer competitive r...
...itoring for new products
Responsible for order placing when necessary
Requirements:
Degree holder or above
Licensed with SFC Type 1 & 2 is preferable
Good command in both written and spoken English, Chinese and Mandarin is a must
Proficient in MS Offi...
... hold a variety of licenses and memberships across key financial markets. These include Hong Kong Securities and Futures Commission (SFC) regulated activities ("RA") licenses for types 1, 2, 3, 4, 5, 6, and 9; SEHK and HKCC participant (OTP-C broker number: 0974 and 09...
...urers, others etc.
Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes and guidelines) and relevant policies and procedures
Draft policies, procedures and compliance manual for enabling FI clien...
...drive and deliver projects relating to operations improvement and systems enhancement
~ Sound knowledge in the Exchanges rules and SFC regulations
~ Strong leadership and good communication and interpersonal skills
~ Good command of written and spoken English and...
...nance or related discipline
~1 year relevant experience (with solid experience in dealing desk will be an advantage)
~ Holder of SFC license RA1 and RA2 or equivalent
~ Proficient in written & spoken English and Chinese
~ Night shift and work on public holidays...
...nd connections
Handle daily dealing operations
Take up other ad-hoc projects and assigned duties
Requirements:
Holder of SFC RA1 license
Degree holder
Minimum 1 year's bond dealing experience in financial industry
Able to handle assignments indepen...
HKD 50k - HKD 100k per month
...d to assist in risk and audit related duties if necessary
Profile
~ bachelor degree
~8-10 years of compliance experience from SFC licensed firm only
~ preferable from global markets and/or capital markets bkgd
~ open to candidates from large chinese based se...
... hold a variety of licenses and memberships across key financial markets. These include Hong Kong Securities and Futures Commission (SFC) regulated activities ("RA") licenses for types 1, 2, 3, 4, 5, 6, and 9; SEHK and HKCC participant (OTP-C broker number: 0974 and 09...
...
High awareness and up-to-date knowledge to evolving regulatory standards and well familiar with the latest requirements from HKMA, SFC and other regulators
Hands-on experience in handling HKMA’s projects
Strong communication and interpersonal skills, self-motiv...
...isciplines
~5 years or above relevant experience in financial industry with at least 2 years in supervisory position
~ Holder of SFC License 1 & 2
~ Well understanding of different local and overseas investment products trading
~ Good communication skills, indep...
...ploma or above in Finance or related disciplines
Minimum 3 years’dealing experience in stocks, futures & options
Licensed with SFC as representative (Type 1 & 2)
Good command of spoken English, Cantonese and Mandarin
Good communication skills, independent an...
...asks as assigned
Requirements:
~ Bachelor's degree preferred
~1 year of relevant experience in customer service
~ Holder of SFC license RA1 and RA2 or equivalent
~ Good command of written and spoken English, Cantonese and Mandarin
~ Knowledge of Microsoft ...
... financial analysis skills
~Good command of written and spoken English and Chinese, including fluent Putonghua
~Qualification of SFC license 1 and 4 will be preferred
~Qualification of CFA or FRM will be preferred
Please quote the Reference No.: CV_FID_NBR...
Manager - Investment Products
Ref.: SFC/MGR/IP/240112
Duties & Responsibilities:
In the ever-changing market conditions, regulators worldwide are facing increasing challenges posed by financial innovation and complex regulatory issues. As a securities regulator, ...
Senior Manager - Intermediaries Supervision, Intermediaries
Ref.: SFC/SM/IS/INT/240328
Intermediaries Supervision Department is seeking a high calibre candidate to join as Senior Manager to support its changing profile of work.You will be part of a team to superv...
