Get new jobs by email
- ...d, and Project Management tools. Proficient in written and spoken English and Chinese, with fluency in Mandarin. Possession of SFC Type 1 and Type 2 licenses is considered advantageous. Familiar with SFO, Codes and other compliance/ regulatory requirements is ...
- ... to Management. Job Specification: A university degree or above is required, preferably in Finance or Economics. Holder of SFC Type 1 & 2 licenses. A minimum of 3 years of work experience in Retail Services. Knowledge of equities, derivatives, bonds, fu...
- ...ree holder in Finance or business related disciplines Candidates with min 2 years working experience preferred Holder of valid SFC Type 1 & 2 licenses or qualified to register under SFC preferred Fluency in written and spoken Chinese and Mandarin Willing to...
- ...ablish and maintain strong relationships with clients Develop and expand new client networks Job Requirements: Holder of SFC licenses Type 1 & Type 2 Significant experience in selling investment products and possessing an extensive client network Profi...
- ...ss for new clients by collecting, validating, and maintaining comprehensive KYC documentation in line with regulatory, internal, and SFC guidelines. Perform ongoing monitoring and regular reviews of client data to ensure compliance with KYC, AML, and related regul...
- ...ance team. Financial Reporting: Prepare monthly, quarterly, and annual financial statements in accordance with HKFRS. Coordinate SFC returns and statutory filings. Management Accounting & Business Partnering: Produce monthly management accounts, variance analys...
- ...-scope position(s) under the Mandatory Reference Checking Scheme (i.e., A role carrying out regulated activities licensed by the IA, SFC & MPFA), you are required to undergo the Mandatory Reference Checking. Our responsible recruiter will inform you the details of the ...
- ...ble legislation and regulations to ensure compliance requirements are observed at all times Requirements: ~ Holder of IA and/or SFC licenses ~3-5 years of prior experience in financial or insurance institutions preferably in Mainland China ~ Excellent communi...
- ...t onboarding, client services etc. Experience in KYC/AML areas within securities industry is strongly preferred. Familiar with SFC regulation on KYC and AML requirements. Excellent in client service mindset and interpersonal communication skill. SFC type 1 ...
- ...mine the Balance Sheet, Income Statement of the Company; • handling compliance and related matters; • prepare and submit monthly SFC Financial Return; • prepare and submit monthly returns to HKEX; • deal with SFC and HKEX and reply their queries; The Succes...
- ...ents and explore new business opportunities in Hong Kong, Mainland China and other global countries Requirements: Holder of SFC licenses Type 1 Bachelor Degree or above preferably with major in Finance, Economics, Accounting, business Administration or relat...
- ... business control or compliance function Good understanding of relevant policies, procedures, practices and rules issued by HKMA, SFC, IA and other regulatory bodies Good understanding of corporate loan, trade finance, treasury and/or investment & insurance produ...
- ... Handle clients’ enquiries and provide quality service support Assist in other ad hoc projects when required Requirements: SFC or HKMA licensee with at least 2 years relevant experience from Private Banking, Wealth Management or Asset Management Good comma...
- ...date with less experience will be considered as Assistant Manager; Type 4 and 9 license holder is preferred; Familiar with SFC and other relevant regulations related to AML/CTF; Presentable, result-driven with strong initiative and drive to succeed; ...
- ... Degree holder in Finance, Business, or related disciplines. Licensed person of Type 4 and Type 9 regulated activities under the SFC. Good relationships with domestic commercial banks, SOEs, and insurance companies. Preference for candidates with fund set-up ...
- ... Handle clients’ enquiries and provide quality service support Assist in other ad hoc projects when required Requirements: SFC or HKMA licensee with at least 2 years relevant experience from Private Banking, Wealth Management or Asset Management Good comma...
- ...inancial institutions is required; more experienced candidates can be considered senior positions Good knowledge of wealth management products and SFC licence required Able to work well with others as a team Chinese writing and Mandarin speaking is a must
- ...e or above, major in Finance, Economics, Securities, Law or related fields; those with relevant professional qualifications (such as SFC licenses, CFA, FRM, etc.) are preferred. At least 2-3 years of relevant work experience in Hong Kong securities industry, with ex...
- ...Check up; Life Insurance and work life balance programs) ~ Extra Voluntary Pension benefits ~ Training and examination support on SFC, MPF and Insurance licenses ~ Training on presentation skills and technical knowledge Join us Now: If you identify yours...
- ...-scope position(s) under the Mandatory Reference Checking Scheme (i.e., A role carrying out regulated activities licensed by the IA, SFC & MPFA), you are required to undergo the Mandatory Reference Checking. Our responsible recruiter will inform you the details of the ...
- ...sting in audit, regulatory and licensing matters including compilation and submission of regulatory returns and filings (for MAS, HK SFC, US SEC), responding to ad-hoc and routine audit/ regulatory queries, onsite visits and inspections. Participating in various reg...
- ...ial Services, Economics or related disciplines Minimum 2 years’ working experience, preferably in brokerage industry Holder of SFC Representative License of Type 1 Proactive, patient and responsible Good interpersonal skills, detail-oriented and customer-ori...
- ... Liaise with relevant departments and external parties Collaborate with IT to manage projects Requirements: Holder of SFC RA1 and RA2 licenses or passed HKSI Licensing Examination Paper 1,7,8 and 9 is an advantage Minimum 2-year relevant experience in...
- ... At AMG , we redefine financial consulting. Unlike traditional single-product agents, we operate on a comprehensive platform holding SFC licenses, allowing us to provide truly objective, 360-degree financial and investment advisory. We are looking for driven Fresh Grad...
- ...are observed at all times Requirements: ~5 years of prior experience in financial or insurance institutions ~ Able to develop SFC 4, 9 business a must ~ Excellent communication skills, both written and verbal ~ Pro-active, self-motivated and able to work ind...
- ... market information to clients/ AEs; # Perform other ad-hoc duties as the company requires. Requirement: # Licensed with SFC as Representative (Type 1); # Minimum 2 years’ relevant experience in finance or securities industry; # Good command of written ...
- ... Have knowledge in the investment product spectrum, i.e. equity, fixed income, derivatives, and forex etc. # With good writing and analytical skills # Fluent in Cantonese, Mandarin and English # Familiar with the SFC/ HKMA regulatory framework in Hong Kong
- ...ating actively in ad-hoc initiatives such as monitoring activities for unlicensed entities as per Securities and Futures Commission (SFC) guidelines and supporting the testing of system enhancements to maintain compliance and operational excellence. Keeping abreast ...
- ...jects, including upgrades, cloud connectivity, and regional rollout of global standards. Ensure compliance with APAC regulations (SFC, HKMA, MAS) and assist with audits and security controls evidence. Maintain clear documentation, network diagrams, runbooks, and ...
- ...-hoc projects and assigned duties Job Requirement: At least 3 year of order execution in Securities and Futures; Holder of SFC RA1 and RA2 license; Experience/ knowledge in securities and futures trading system Candidates with more experience in the fin...