...a, some in SE Asian countries
We are looking for Corporate Social Responsibility Specialist - with details as follows :
... ...mpany’s corporate social responsibility policy and the related compliance processes.
~ Drive social compliance and human rights initia...
... the regulators;
Handle on-going SFC reporting matters
Assist to update internal policies and procedures to ensure relevant compliance standards are complied with
Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requ...
The Sompo Legal & Compliance Department and the Sompo Risk Management Department seek an individual to serve in a hybrid role as Manager, Compliance and Risk Management for its operations in Hong Kong. The individual will be responsible for management and oversight in ...
We seek a highly motivated Compliance Officer to assist us in a dynamic financial markets environment ( Based in London, we are a global, mid-size inter-dealer broker and advisors in corporate finance and capital markets. In broking, we specialize in financial derivati...
...nt.
For other vacancies, please visit our website at
Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory ser...
...nt.
For other vacancies, please visit our website at
Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to m...
...under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with so...
As the Environmental Compliance Officer at midocean you will be part of the compliance team which is responsible for the safeguarding of the environmental and social accountability and the European compliance of our products.
Midocean has large ambitions to reduce C...
...g culture that values openness and expertise to improving employees’ professional skills.
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.
Our care for employees’ growth is reflected in all activities. The Compa...
Responsibilities:
Handle SFC licensing matters including but not limited to delisting or relisting applications;
Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance;
Handle the thi...
...People's Republic of China and Southeast Asia. As we strive to grow and broaden our business, we are actively seeking exceptional compliance assistant to join our dynamic and driven team.
Responsibilities:
Assist in preparing for and responding to routine revie...
...alues education and positive education
Coordinate and mobilize community resources for school
Requirements:
Registered Social Worker
Degree in Social Work, with at least 5-year experience in working in primary school
Strong passion for supporting stud...
...ed financial services for Chinese clients involved in overseas investment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued...
Our client, a growing FinTech company, is currently seeking a compliance lead with at least 8 years of financial services compliance experience, including at least 3 years of experience in a decision-making role (i.e. MLRO, Head of Compliance, etc). Financial instituti...
...manufacturer of compounds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materi...
...uding preparing written plans, reports & providing documents to the HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and external regulations;
Advise and review account opening processes;
...
...perational objectives, plans and policies for the estate-based social support programmes and elderly lounges in alignment with the c... ...ation of the service teams and the elderly lounges are in full compliance with the project mission and corporate standard by reviewing a...
Role and Responsibilities:
Assist and support the Compliance team in handling core compliance, regulatory, legal, monitoring and surveillance related matters;
Assist and support the Compliance team in handling Anti-Money Laundering and Counter Financing of Terro...
Responsibilities :
Assist to supervise licensing related works and offer advice on licensing issues
Provide compliance advice to the different business units in relation to securities brokerage and wealth management business
Review and advise on legal and co...
Our client is a reputable investment manager with presence in Asia. They are now looking for a junior compliance specialist to join their established legal and compliance team. Candidates should have prior experience at another asset manager, including in advising on c...
...
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance issues an...
... the business strategies, goals and initiatives.
Roles & Responsibilities
Proactively contribute to the enhancement of AML compliance processes and controls
Conduct thorough analysis to identify potential AML issues, red flags, gaps, and risks in KYC informati...
To
Compliance ManagerJob Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;
Develop and update compliance policies and procedures;
Prepare internal and external co...
...ntrol policies and procedures
Prepare various strategic reports and assist in company activities
Ensure the organization in compliance with applicable laws and regulations
Perform ad hoc duties as assigned
Qualifications & Requirements
Diploma or a...
...ent is a multinational fortune 500 company of Business Solutions Supplier, is now looking for an outstanding talent:
Senior Compliance Officer – Japanese Speaking
Responsibilities:
Responsible for company policy and compliance control, including arrangin...
...ransactions, capital raising activities, as well as IPO, ECM, DCM and M&A deals. Candidates should also have experience in conflict of interest, AML, control room and research compliance. Prior experience handling regulators inspection and enquiries preferred. WS10261
...fering a dynamic working environment, good career development opportunities and competitive compensation packages.
Risk and Compliance Division – Regulatory Compliance
The Risk & Compliance function is a Second line of defence (LOD) function, responsible for re...
School Social Worker
PO LEUNG KUK CHOI KAI YAU SCHOOL
保良局蔡繼有學校
Po Leung Kuk Choi Kai Yau School is an IB world school that offers a 12-year bilingual, holistic education. We promote a love of knowledge and critical thinking through inquiry and activity-ba...
As the Environmental Compliance Assistant/Officer at midocean you will be part of the compliance team which is responsible for the safeguarding of the environmental accountability and the European compliance of our products.
Midocean has large ambitions to reduce CO...
A top US fund is seeking a compliance specialist with 4-7 years of buy-side experience to join their Hong Kong office. Candidates must have relevant exposure to compliance matters relating to Type 1 and 4 SFC-regulated activities, AML/KYC laws and investment products. ...