Search Results: 5,002 vacancies
...a;
~To advise on the account opening procedure and to assist in smoothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement during the process;
~Strive for continuous improvement in the pro...
... Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational Risk Management
Responsibilities:
~Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities...
...
Oversee the identification, assessment and management of key compliance risks across the region. Drive regional consistency and minimu... ... minimum of 10 years’ experience in compliance, legal or other controls related function in the financial services industry. Knowledge...
Recruitment Intelligence Consultants Ltd
Hong Kong Island
5 hours ago
Key Responsibilities
Provide Control Room advisory to Private Side businesses and Equity Research Department
Assess and manage... ...eal research publication process and coordinate with Business, Compliance and External Counsel in regard to pre-deal research
Provide...
...th above $100 million.
We’re currently looking for a high caliber professional to join our team as V ice President, Compliance Business Control Senior Manager - Hybrid (Internal Job Title: Compl Bus Control Sr Manager– C13) based in Hong Kong. Being part of our te...
We are seeking an Executive Director to head the Asia Equities Product Control team in Hong Kong and Mumbai. The role involves oversight over a large team with direct responsibility for the Asia Equity Cash and Equity Derivative Group product controllers. The successfu...
JPMorgan Chase & Co.
Kowloon
5 days ago
... obligations and contributing to the end-to-end development of controls and monitoring to ensure they are designed to adhere with appl... ...r to Impact Assessment of all regulatory changes cascaded from Compliance in Regulatory Change Management module in Citi Risk and Contro...
...es
Financial accounting and reporting
Oversee the daily operations of finance department, and ensure compliance with internal accounting policies and control procedures
Oversee the month-end and year-end closing processes
Develop and maintain timely and accu...
...uct development and rigorous credit standards. Responsibilities
Reporting to Governance & Controls Head of Institutional Banking Group, to ensure staff are in full compliance with internal AML risk and compliance policies/ standards, external regulations, and industr...
...ilities:
Design and prepare various routine monitoring and compliance report for Global Markets operational risks.
Follow up on... ...self-assessment and different gap analysis reports on internal control and compliance mechanism
Formulate internal control or wo...
...ces, and provide guidance and recommendations to ensure budget compliance.
Develop and implement financial models and forecasting tec... ...rate financial projections.
3. Risk Management and Internal Controls
Establish and maintain robust internal control systems to s...
... Kong Monetary Authority.
Job Description:
The Financial Controller plays a pivotal role in our bank's financial management funct... ...nance department, ensuring the accuracy of financial records, compliance with regulatory standards, and providing strategic financial ...
...plemented effectively
Implement and enforce robust internal controls to ensure the integrity of all financial information
Coordi... ...operation, fostering an environment of professional growth and compliance with internal policies
Prepare and review Tax Computation a...
...
Job Description:
~Support Infrastructure team in document control and other admin duties
~Responsible for implementation of th... ...s to detail the amendments and progression of documentation
~Compliance monitoring for the publication of all documents into the chose...
...nds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materials, finished product...
...of pharmaceutical products
~Maintain documentation system in compliance with GMP requirements
~Assist in laboratory equipment calibr... ...e relevant experience would be considered as as Senior Quality Control Technician
~Immediate available would be an advantage
~Fre...
We seek a highly motivated Compliance Officer to assist us in a dynamic financial markets environment ( Based in London, we are a globa... ...technology platforms.
Conducting training, participating in control room management (of inside information), providing licensing s...
Assistant /Deputy Business Compliance & Risk Control Manager (AMC-Compliance & AML related)
Assistant /Deputy Business Compliance & Risk Control Manager (AMC-Compliance & AML related)
Apply Now Job No.: 499192
Employment Type: Full time
Departments: BOC...
Bank of China
Hong Kong Island
2 days ago
...s strategies, goals and initiatives.
Roles & Responsibilities
Proactively contribute to the enhancement of AML compliance processes and controls
Conduct thorough analysis to identify potential AML issues, red flags, gaps, and risks in KYC information and tran...
...r the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with some e...
