...nt Type: Full time
Departments: Financial Markets Management
Job Functions: Compliance
Responsibilities:
~Conduct regular operations ris... ...liance monitoring program on risky areas to ensure the business processes are in accordance with SFO regulatory requir...
Senior Manager, Bancassurance Business Development page is loaded Senior Manager, Bancassurance Business Development
Apply locations Hong Ko... ...od knowledge of the industry’s best practices, legal and compliance framework and market competitive environment.
~ Self-m...
Manulife Insurance Malaysia
香港島
2 天前
...
~Be able to align with other banking compliance team’s staff within the division if the... ...monthly compliance meetings with senior management in the division;
~Organize and lead t... ...;
~Understand frontline operation and business dynamics.
Please note that only sho...
... work performed
~Maintain internal control documents such as business process flowchart and risk control matrix
~Conduct and coord... ...ent findings, mitigation strategies and action plans to senior management
~Formulate and maintain company policies and conduct annual ...
... Global Markets
Job Functions: Strategic Planning, Risk Management, Compliance
Responsibilities:
~Design and prepare various routine ... ...uals and provide opinion on the operating procedures of the business units
~Coordinates with relevant parties on various kinds...
... strengths lie in its truly diversified business model. Institutional Clients Group offe... ...products and services, including wealth management and investment, protection, credit card... ...l to join our team as V ice President, Compliance Business Control Senior Manager - Hybri...
We are currently seeking high caliber professionals to join our department as Manager, Risk and Compliance (Card Business) .
Principal responsibilities:
Establish and maintain effective risk management and controls within Card Business by assessing operationa...
...was committed to developing three major business segments, including the wholesale banki... ...he Bank.
Establish and implement the compliance policies and internal control procedure... ...s within the Bank.
Assist the senior management in managing relevant regulatory issues ...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
Key person in drafting, reviewing, negotiating and advising agreements, legal contracts and ...
...
Conduct risk monitoring, control and compliance risk assessments of money market and ca... ...eamline workflow and conduct data asset management.
Prepare MIS reports on portfolio ex... ...ements:
Degree holder in Accounting, Business Administration, Finance, Risk Managemen...
...ading cross-border investment and asset management company. It manages private equity fund... ...onsibilities
Attend to ongoing compliance requirements under the Companies Ordina... ... licensing issues;
Review and revise business plan for approval by regulators;
Rev...
We are currently seeking a high caliber professional to join our department as Senior Manager, Risk and Compliance (Card Business) .
Principal responsibilities:
Support Card Business on business growth and to oversee the risks and control environment to ensur...
...g or relisting applications;
~Perform compliance control and monitoring programs includi... ...osit and withdrawal applications of the business units and perform the checking on the s... ...holder in Business Administration, Risk Management, Law or related disciplines.
~Possess...
...n for application:
Requirements:
~Bachelor degree holder in Law, Finance, Business Administration, Risk Management or related discipline
~Ideally 3-5 years of insurance compliance experience earned from banking OR insurance industries
~Sound Knowledge in ins...
Responsibilities
Provide compliance advice to business units and associated parties, including comments on new business initiative
Formulate and implement policies and procedures to ensure compliance with the regulations
Monitor and assess the effectiveness o...
Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings,... ...rement
Support compliance aspects of local and cross-border business initiatives
Perform research on regulatory updates and rele...
JC Executive Search
香港島
1 天前
Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Apply Now Job No.: 499151
Employment Type: Full time
Departments: Priv...
Bank of China
香港島
3 天前
Senior Compliance Manager
Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employee... ...alia, the PRC and US and acts as an advisor to management in business development activities regulatory-wise. A hands-on role with...
...AML and investment/banking related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and provide recommendations to mitigate relevant ri...
Job Requirements:
Manage daily group-wide trade surveillance process, handle escalated cases from business units and file Suspicious Transaction Reports.
Keep updated compliance obligations and regulatory obligations in relation to trade and communication survei...
...ty.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Depart... ... Implement internal policies and procedures to ensure the business of the Bank complies with relevant rules and regulations;...
...an 35,000 staff over the world. They are hiring an Assistant Compliance Manager. This role will coordinate closely with the different Functi... ... with Group/Regional policies
Perform regular review with business or IT users to ensure user access profiles to application sy...
To
Compliance ManagerJob Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;
Develop and update compliance policies and procedures;
Prepare internal and external co...
...identify materials and product risks
To analyze and improve the current workflow to implement and sustain an efficient quality management system
To formulate materials and provide suggestions to products reliability testing plan to quality engineers starting from ...
Major Responsibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the...
...iction(s) where the corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on compliance matters to senior management;
Review offering documents and marketing materials;
Review AML/KYC docume...
Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
MNC Life Insurance business - Compliance Manager
Job Responsibilities :
Provide advice and review on compliance issues in relation to AML/CTF
Liaise with relevant departments to resolve day-to-day compliance issues in relation to AML/CTF and provide complia...
Assist the Head of Compliance to promote ethical and proper business practices. Support in development, implementation and monitoring of compliance programs and training. Provide compliance advice to business units. And assist in counseling the business on matters of ...
... Full time
Departments: BOCHK Asset Management Ltd
Job Functions: Asset Management... ...licies, anti-money laundering policies, compliance policies, procedures and work guideline... ...front-line unit
~Conduct execution of business inspection work, and review the client ...