Search Results: 15,210 职位空缺
...yment Type: Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational Risk Management
Responsibilities:... ...
Requirements:
~Degree holder in Accounting, Business Administration, Finance, Risk Management, Statisti...
...
~Be able to align with other banking compliance team’s staff within the division if the... ...monthly compliance meetings with senior management in the division;
~Organize and lead t... ...;
~Understand frontline operation and business dynamics.
Please note that only sho...
Business Development Director / Manager (Digital)
The Business Development Manager is critical in understanding clients’ needs for preparing content packages and driving revenues. Candidates will be focused on identifying rising business opportunities, and in collab...
New Media Group Holdings Limited
九龍
4 天前
...Job Functions: Quality Assurance, Risk Management
Responsibilities:
~Act as first li... ...king related transaction monitoring and business review to ensure adherence to internal/... ...xternal requirements, identify possible compliance/operational risks/breaches, prepare man...
...ake on the role of Team Head of Central Compliance Team. Join an organization that values ... ..., and empathy. Responsibilities include managing regulatory inquiries, supervising repor... ...g on licensing requirements, supporting business units on compliance matters, maintainin...
Rober Walters Hong Kong
香港島
1 天前
... strengths lie in its truly diversified business model. Institutional Clients Group offe... ...products and services, including wealth management and investment, protection, credit card... ...l to join our team as V ice President, Compliance Business Control Senior Manager - Hybri...
... work performed
~Maintain internal control documents such as business process flowchart and risk control matrix
~Support regular i... ...ent findings, mitigation strategies and action plans to senior management
~Assist in conducting annual company policy training
~Perf...
...
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory services to business units (including retail banking, corporate banking and ...
...
Job Functions: Quality Assurance, Risk Management
Responsibilities
~Act as first line of defense to review and advise business on control matters, conduct transaction m... .../external requirements, identify possible compliance/operational risks/breaches, prepare manag...
...g or relisting applications;
Perform compliance control and monitoring programs includi... ...osit and withdrawal applications of the business units and perform the checking on the s... ...holder in Business Administration, Risk Management, Law or related disciplines.
Possess...
...ading cross-border investment and asset management company. It manages private equity fund... ...onsibilities
Attend to ongoing compliance requirements under the Companies Ordina... ... licensing issues;
Review and revise business plan for approval by regulators;
Rev...
...ption:
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance iss...
...hentic self, like at home.
Job Purpose:
To assist Group Compliance Division in discharging the duties of ensuring the Bank’s comp... ...ure by promoting and delivering compliance mindset to internal business partners through policies and procedures setting, new business...
...upervise licensing related works and offer advice on licensing issues
Provide compliance advice to the different business units in relation to securities brokerage and wealth management business
Review and advise on legal and compliance contracts and documentatio...
...was committed to developing three major business segments, including the wholesale banki... ...he Bank.
Establish and implement the compliance policies and internal control procedure... ...s within the Bank.
Assist the senior management in managing relevant regulatory issues ...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
Key person in drafting, reviewing, negotiating and advising agreements, legal contracts and ...
...vacancies, please visit our website at
Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to manage a team to ...
Compliance, Management, Social Responsibility, Supplier Code of Conduct, Audit Tools, On-site Inspections
Our client is seeking a dedicate... ...managing audit tools and assessment mechanisms according to business needs.
Conduct on-site inspections to audit suppliers, i...
Rober Walters Hong Kong
香港島
1 天前
...ty.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Depart... ... Implement internal policies and procedures to ensure the business of the Bank complies with relevant rules and regulations;...
...n for application:
Requirements:
~Bachelor degree holder in Law, Finance, Business Administration, Risk Management or related discipline
~Ideally 3-5 years of insurance compliance experience earned from banking OR insurance industries
~Sound Knowledge in ins...
