Search Results: 4,833 职位空缺
...a;
~To advise on the account opening procedure and to assist in smoothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement during the process;
~Strive for continuous improvement in the pro...
... Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational Risk Management
Responsibilities:
~Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities...
...arkets
Job Functions: Strategic Planning, Risk Management, Compliance
Responsibilities:
~Design and prepare various routine mon... ...self-assessment and different gap analysis reports on internal control and compliance mechanism
~Formulate internal control or work...
Key Responsibilities
Provide Control Room advisory to Private Side businesses and Equity Research Department
Assess and manage... ...eal research publication process and coordinate with Business, Compliance and External Counsel in regard to pre-deal research
Provide...
...th above $100 million.
We’re currently looking for a high caliber professional to join our team as V ice President, Compliance Business Control Senior Manager - Hybrid (Internal Job Title: Compl Bus Control Sr Manager– C13) based in Hong Kong. Being part of our te...
We are seeking an Executive Director to head the Asia Equities Product Control team in Hong Kong and Mumbai. The role involves oversight over a large team with direct responsibility for the Asia Equity Cash and Equity Derivative Group product controllers. The successf...
JPMorgan Chase & Co.
九龍
2 天前
... obligations and contributing to the end-to-end development of controls and monitoring to ensure they are designed to adhere with appl... ...r to Impact Assessment of all regulatory changes cascaded from Compliance in Regulatory Change Management module in Citi Risk and Contro...
...
Job Description:
~Support Infrastructure team in document control and other admin duties
~Responsible for implementation of th... ...s to detail the amendments and progression of documentation
~Compliance monitoring for the publication of all documents into the chose...
...ny's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff tr... ...nd implementing related inspections, identifying weak links in control, and proposing and implementing improvement suggestions
~Per...
...plemented effectively
Implement and enforce robust internal controls to ensure the integrity of all financial information
Coordi... ...operation, fostering an environment of professional growth and compliance with internal policies
Prepare and review Tax Computation a...
...n Renminbi services in mainland China and ICBC’s global asset management business respectively.
Job description
~Perform AML compliance functions
~Familiar with KYC/CDD documents requirements
~Perform AML research and review on the hit transaction and customer ...
... Prepare and review group consolidation financial statements and reports
Develop, implement, and ensure compliance with internal accounting policies and control procedures
Maintain proper chart of account
Provide necessary supporting information for the annual ...
...ces, and provide guidance and recommendations to ensure budget compliance.
Develop and implement financial models and forecasting tec... ...rate financial projections.
3. Risk Management and Internal Controls
Establish and maintain robust internal control systems to s...
...wide, they are currently looking for an experienced financial controller to manage the finance function and be in charge of the busine... ...r consolidated accounts whilst ensuring internal controls and compliance are met
Analysis on OPEX, CAPEX as well as upcoming new in...
...r the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with some e...
...ing and ensuring maintenance of the security technical systems
Perform other duties and special tasks as assigned
Manage and control the access of security system
Provide administrative support in need.
Do you have experience in Security?
At least 2-...
...rview: Our team is responsible for the oversight of legal and compliance matters of our Greater China operating consisting of offices i... ...rom business units
provide clearance / approval in internal control process, conduct regular transaction review
assist with app...
...nds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materials, finished product...
...n-process materials and finished products.
~Perform test methods and equipment calibration.
~Maintain documentation system in compliance with GMP requirements.
~Ad hoc activity as assigned.
Qualifications and Experience
~Higher Diploma or above of Science (...
...nsuring robust financial accounting, budgeting, reporting, and control measures are in place within the finance department.
Financ... ...vide clarity and insights into project dynamics.
Regulatory Compliance:Ensure adherence to accounting standards and regulatory disclo...
