Search Results: 13,464 职位空缺
Responsibilities:
~ Oversee the general compliance
~ Ensure daily operations comply with Hong Kong SFC and/or other regulatory ... ...ors, e.g. the SFC and HKEx, and listing companies
Conducting AML/KYC checking and other necessary investigations
Formulate, r...
...nsibilities:
To assist the Head of AML/CFT RegTech and Head of Anti-Money Laund... ... solutions to ensure that the Bank is in Compliance with relevant regulatory requirements wi... ...ank (Hong Kong) Limited, Human Resources Management Group via email: [email redacted, apply ...
...n the implementing and regular review of AML/CFT policies and procedures
Assist in... ...ng and implementing an effective AML/CFT compliance frameworks across the bank
Promote co... ...
Degree or above preferably in Business Management or other related discipline
Minimum o...
...ilities:
Assist in the maintenance of AML systems, including transaction monitorin... ...es in AML systems
Prepare reports and management information in relation to system perfor... ... of experience in project management/AML compliance/information technology; experience in ba...
...g
Job Functions: Quality Assurance, Risk Management
Responsibilities:
~Act as first line of defense to conduct AML and investment/banking related transaction m... ...nal/external requirements, identify possible compliance/operational risks/breaches, prepare manageme...
Job Responsibilities:
Provide compliance advice and review AML/CTF issues
Coordinate and liaise with relevant departments to resolve day-to-day compliance issues in relation to AML/CTF
Coordinate and liaise with relevant departments on the sanctions a...
...us today.
Job Purpose:
In this role, you will be part of the Sanctions Compliance team of AML & Financial Crime Risk Department, acting as a subject matter expert of sanctions, and managing sanctions and screening related projects.
Main Responsibilities:
~Revi...
...es
- Responsible for FCC related IT system project management, data retrieval and analysis;
- Participate in various syst... ...ith different IT units and system vendors for Financial Crime Compliance;
- Coordinate with stakeholders and follow up on FCC relate...
...sponsibilities:
Develop, implement, and maintain the AML compliance program, policies, and procedures in accordance with global ... ...y support and guidance to the organization, including senior management, business units, and other stakeholders.
Conduct risk a...
...ing on international expansion and specializing in wealth management.
Provide AML advisory to business stakeholders in daily operations (e.... ...related issues to ensure that the Bank’s operation are in compliance with statutory, regulatory and internal requirements
I...
Job Responsibilities :
Provide practical and accurate compliance advice to foster sustainability and development of the group’s broker... ...ntation of compliance related projects
Fully conversant with AML/KYC rules and regulations to ensure business comply with regula...
Established and growing crypto platform is seeking a compliance professional to be responsible for a broad range of AML and compliance responsibilities. You will work closely with compliance colleagues globally as well as the team Head. This person will eventually take...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal polici... ...n new regulatory requirements
Responsible for conducting AML, KYC and other compliance checks such as Independent Check ...
...11 3766
Fax: 3007 1947
Job duties
Perform client onboarding process in accordance with relevant compliance and regulatory requirements
Deliver high quality AML/KYC services and support to Front Office and clients
Checking client onboarding and maintaining do...
HKD 25k - HKD 40k /月
Our client is a global financial institution with a large compliance department. We are hiring for their Financial Crime Compliance team.... ... steps within the screening process;
Investigating potential AML related risks;
Reviewing AML alerts;
Assisting with provi...
...ll time
Departments: Financial Crime Compliance Department
Job Functions: Legal
Responsibilities:
~Formulate and update AML/CTF policies and procedures in light of ... ...ectification measures, and report to the management in a timely manner
~Coordinate and man...
... Employment Type: Full time
Departments: Financial Crime Compliance Department
Job Functions: Legal
Responsibilities:
~C... ...ata analysis and prepare intelligence reports / circulars for management's review
~Prepare anti-fraud training materials and partici...
...ing or relisting applications;
~Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance;
~Hand... ...e holder in Business Administration, Risk Management, Law or related disciplines.
~Possesses...
...erates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on compliance matters to senior management;
Review offering documents and marketing materials;
Review AML/KYC documents;
Monitor investment complian...
...92
Employment Type: Full time
Departments: BOCHK Asset Management Ltd
Job Functions: Asset Management
Key Responsibiliti... ...y's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff t...
