Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
Key person in drafting, reviewing, negotiating and advising agreements, legal contracts and...
...vacancies, please visit our website at
Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory services to busines...
...vacancies, please visit our website at
Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to manage a team to ...
...erbright is China’s leading cross-border investment and asset management company. It manages private equity funds, venture capital fun... ...tment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Fu...
Senior Compliance Manager
Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employees across three office locations – Hong Kong (our HQ), Sydney, and Shanghai. Our trading expertise and strategies are deployed acro...
...ot limited to delisting or relisting applications;
~Perform compliance control and monitoring programs including but not limited to ... ...quirements:
~Degree holder in Business Administration, Risk Management, Law or related disciplines.
~Possesses knowledge in SFC ru...
Major Responsibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the...
...identify materials and product risks
To analyze and improve the current workflow to implement and sustain an efficient quality management system
To formulate materials and provide suggestions to products reliability testing plan to quality engineers starting from ...
Job Requirements:
Manage daily group-wide trade surveillance process, handle escalated cases from business units and file Suspicious Transaction Reports.
Keep updated compliance obligations and regulatory obligations in relation to trade and communication survei...
...iction(s) where the corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on compliance matters to senior management;
Review offering documents and marketing materials;
Review AML/KYC docume...
... planning solutions and lifelong protection, embracing wealth management and succession, health and well-being, and quality of life. B... ...a sustainable future.
Assist and provide support to Head of Compliance and Associate Director of Compliance Department for ensuring ...
To
Compliance ManagerJob Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;
Develop and update compliance policies and procedures;
Prepare internal and external co...
..., is a virtual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the releva...
Compliance, Management, Social Responsibility, Supplier Code of Conduct, Audit Tools, On-site Inspections
Our client is seeking a dedicated and experienced Compliance Manager to join their team in Hong Kong. This role offers the opportunity to make a significant imp...
...verse jewellery, watches and fashion portfolio. They have more than 35,000 staff over the world. They are hiring an Assistant Compliance Manager. This role will coordinate closely with the different Function stakeholders and CEO to ensure compliance of controls and proc...
MNC Life Insurance business - Compliance Manager
Job Responsibilities :
Provide advice and review on compliance issues in relation to AML/CTF
Liaise with relevant departments to resolve day-to-day compliance issues in relation to AML/CTF and provide complian...
Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
...acebook .
Responsibilities
●Developing and implementing compliance policies and procedures that ensure the organization complies... ...es appropriate action to address them.
●Reporting to senior management and regulatory bodies on the organization's compliance status...
...investigation and draft conclusion report
Review, revising and drafting internal manuals, policies and procedures to ensure in compliance with rules and regulation of the SFC and HKEx
Liaise with regulators, legal consultants
Handle inquiries from regulators, e...
...anding our business to the fields of corporate finance, asset management, credit financing, mortgage refinancing and wealth management... ...t candidate to join us.
Reporting to Associate Director of Compliance Department, you are responsible for:
~Identify and assess c...
...
Responsibilities
~Be a team member of Corporate Risk & Compliance Department
~Assist supervisor(s) to develop, enhance and im... ...ures to rectify those identified issues/exceptions
~Compile management reports on compliance related areas
~Perform ad hoc support...
Assist the Head of Compliance to promote ethical and proper business practices. Support in development, implementation and monitoring of compliance programs and training. Provide compliance advice to business units. And assist in counseling the business on matters of r...
Compliance Manager - General Compliance
Apply Now Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
Assist Team Head t...
Compliance Manager - Compliance Division
Compliance Manager - Compliance Division
Apply Now Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management ...
HKD 50k - HKD 100k /月
... to the Head of the Department whilst being in a well rounded compliance role. This role will be an independent contributor for all co... ...atters.
Client Details
My client is a global investment management firm with offices in Singapore, Hong Kong, China, and Austral...
... requirements under the AMLO are complied with
⭐ Act as the Compliance Officer (CO) and Money Laundering Reporting Officer (MLRO) of... ...services
⭐ Provide support, training and guidance to senior management and staff related to AML/CTF and CDD
⭐ Onboarding new cust...
...acancies, please visit our website at
Job No.: 499063
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Compliance
Responsibilities:
~Provide advice to the business units regarding r...
...s, please visit our website at
Job No.: 495643
Employment Type: Full time
Departments: Financial Markets Management
Job Functions: Compliance
Responsibilities:
~Conduct regular operations risk management and compliance monitoring program on risky area...
Our client is domiciled in Hong Kong and holds an Asset Management license (SFC 9) regulated by the Securities and Futures Commission of Hong Kong. They are currently seeking an experienced compliance manager who are directly involved with a Type 9 manager preferably ...
...tries. CBRE serves a diverse range of clients with an integrated suite of services, including facilities, transaction and project management; property management; investment management; appraisal and valuation; property leasing; strategic consulting; property sales; mor...