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- To Compliance Officer Job Description Responsibilities: Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare internal and external c...
- ...osition provides you with the opportunity to learn and provide compliance management and support. Job Responsibilities: Handle in... ...oth spoken and written English and Chinese Proficient in MS Office applications and Chinese word processing Candidates with mo...
- Responsibilities: Providing administrative to the assigned department and team members, including data entry, document filing, and other general affairs as required; Collaborating with various departments to ensure smooth daily operations; Handling of ad-h...
- Your new company We are actively hiring a Compliance Officer for a foreign asset management firm (SFC 1,4,9). You will be responsible for partnering with the legal teams to oversee the compliance function for the company. Your new role Oversee compliance fun...
- Job Summary A rapidly expanding and high-performing asset manager group is seeking a Compliance Officer to join our team, adding a new position due to ongoing business growth. We are looking for a Compliance Officer to ensure that our companies adhere to all releva...
- ...join us. Responsibilities: Responsible for handling with compliance control programs Liaise with regulators and assist in handl... ...of written and spoken English and Chinese Proficiency in MS Office application Salary and fringe benefits for the post will be...
- ...presentable format for internal dissemination Report to the Compliance team leader Requirements: Diploma or above with major in... ...od analytical skills Good command of written English and MS Office skills Professional accounting / legal firm experience a de...
- ...ocess and communicate with audit team to follow up outstanding compliance documents; Provide general clerical support to the audit te... ...red; ~ Good command of written English; ~ Proficient in MS Office (Word, Excel, Outlook) and accounting software (e.g., MYOB, Xe...
- Your new company A boutique foreign asset management company is currently hiring a Compliance Officer to join their Compliance team and perform all-round compliance duties for the company. Your new role Manage both regulatory and general compliance matters, ...
- As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry. This role is based in HK and you will be the main contact person for compliance related projects between different teams within com...
- 工作職責 Conduct Factory Compliance/Product Compliance/Quality Compliance for Garment/Fabric/Garment Trims/Toys/Sundries/Electronic Products /Electrical Appliance/Printing Fields.
- We are looking for a mid-level compliance professional who has experience working in a law firm or professional firm environment. Clie... ...e will work independently covering the Hong Kong and Singapore office in conducting CDD on existing/new clients funds and wealth sou...
- 工作職責 Responsibilities: Assist in reviewing policies and/or conducting compliance control/audit Prepare compliance reports for management review Requirements: Degree holder Those candidates with some experience in compliance control, accounting or auditing is prefer...
- Job Title: Compliance Officer - General Compliance Location: Hong Kong About the Role: We are looking for a Compliance Officer to support general compliance activities across the Asia Pacific region. This role involves reviewing business materials, sup...
- ...mpany standard Coordinate with business units to ensure due compliance with regulatory requirements / customer standard and assist in... ...on / corporate communications / information management of Head Office Requirements: Diploma or above in Quality Management / ...
- Job Summary We are seeking a proactive Senior Compliance Officer to support our bond trading and fixed income business by managing regulatory compliance, responding to SFC inquiries, and mitigating compliance risks. The role involves close collaboration with the ...
- RESPONSIBILITIES Report to Head of Legal & Compliance Provide legal and compliance advice and solution to management and departm... ...d advise management and departments accordingly Handle head office’s enquiry and reporting requirements and prepare ad hoc report...
- ...Strong quantitative and analytical skills Good interpersonal, communication and presentation skills Conversant with Microsoft Office applications (including Macro) and common financial information systems such as Bloomberg Good command of both written and spoke...
- Responsibilities: Handle compliance work in relation to securities brokerage, ECM and DCM business; Handle Chinese Walls and control room matters including but not limited to maintenance of the Watch List and Restricted List, wall crossing procedures, market soun...
- ...rehensive on-the-job training which covering daily function of Compliance Department of the Bank Fresh university graduates with bach... ...poken English and Mandarin proficiency Good knowledge in MS Office applications, especially Excel application will be an advantag...