Search Results: 3,164 职位空缺
1. Oversee the entire investment process, encompassing deal sourcing, due diligence, legal documentation, and ongoing portfolio management.
2. Expand deal sourcing by conducting in-depth thematic research, cultivating an ecosystem, and establishing strategic partnersh...
Our client is a well-known PE fund with strong presence across APAC, and they are now looking for a senior compliance person to join. This is a VP role, although more senior candidates will be considered at Director level. The right candidate should have prior experie...
Contract type: FULL_TIME
Specialism: Legal & Compliance
Focus: Financial Services
Industry: Financial Services
Salary: Negotiable
Location: Hong Kong
FULL_TIME Consultant: Jessie Chan
Job reference: TDUWG7-E5278560
Date posted: 15 March 2024
...
... need has arisen to recruit a high caliber candidate to join them
Oversee the identification, assessment and management of key compliance risks across the region. Drive regional consistency and minimum standards. Provide support and guidance to country compliance tea...
...ed points in the process to ensure that the project is delivered on time.
• Manage external vendors on solution integration and compliance of standards, oversee and measure the fulfillment of the vendor’s contractual obligations
• Seek opportunities to constantly im...
My client, leading PWM client is looking for PWM compliance VP level (SFC regulatory experiences)
Job Description:
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- ...
Support the development, review, and implementation of compensation and benefits programs under the Total Compensation Framework
Coordinate, take lead and provide support in various annual C&B exercises, including but not limited to pay review, benefits review, staf...
An exciting opportunity has arisen for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising report...
Report to General Counsel of Micro Connect Group and assist GC to look after group compliance matters
Help group manage risks and avoid lawsuits by ensuring business operations are performed in compliance with laws and local regulations
Develop company pol...
Business Function
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business part...
...anagement Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region.
Job Duties
Perform annual risk assessment to identify key risk areas that need to...
Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe ...
...tandards. Responsibilities
Reporting to Governance & Controls Head of Institutional Banking Group, to ensure staff are in full compliance with internal AML risk and compliance policies/ standards, external regulations, and industry’s best practices.
~Liaising wit...
Responsibilities:
Provide guidance and support on compliance matters to ensure adherence to SFC requirements and internal policies.
Develop and implement compliance programs and procedures to mitigate risks and maintain a strong compliance culture within t...
Key Responsibilities:
*Providing compliance advice to support the ongoing development of the wealth management business regarding applicable rules, regulations and regulatory expectations, with a focus on product suitability
*Assisting on licensing requirement,...
... Is seeking a highly skilled and experienced regional tech risk VP. You will be responsible for overseeing risk and control activi... ...s within the regional Information Technology Division, ensuring compliance with regulations, policies, and industry standards. This role i...
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is a MUST
VP/ Associate Director, AML Compliance – Equities/ Securities
Team Lead, Trade Surveillance & AML Monitoring
Location: Hong Kong
Main Duties and Responsibilities:
# Covering and manging the team for AML/CTF, Trade Surveillance/ Monitoring and F...
Job description
Our client, a leading banking group is looking for an AVP/VP, Compliance Review to join their expanding team.
Responsibilities:
Conduct risk basked monitoring activities, while following the annual compliance plan
Conduct compliance review...
...ies
In this role you will:
Function as part of the Global Compliance function, helping to develop and implement strategies to manage... ... stakeholders.
Report progress, challenges, and plans to the VP Global Compliance, executive leadership, and appropriate oversi...