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Search Results: 444 职位空缺
HKD 80k /月
As Vice President of Licensing and Regulatory Affairs within the Compliance Department in H... ... They are mainly governed by the SFC and HKMA. Description Lead and execute a... ...on. Develop and present comprehensive reports on compliance risks and regulatory updat...HKD 50k - HKD 100k /月
... a strong industry reputation and a large finance team. They are one of the leading businesses. They are currently looking for an Reporting Controller to support their growing business in Hong Kong and China. If you are an audit firm trained, and have more than 10 yea...- ...uct would be an advantage KEY RESPONSIBILITIES Perform and manage regulatory and general compliance issues, such as licensing, personal account dealing, compliance training and other reporting and filing to regulators Assist in developing a risk-based complianc...
- Ensure all accounting and financial reports are complied with updated accounting standards, listing rules requirements and all kinds of covenants Ensure accuracy and timely accounting records in FlexSystem Maintain updated Charts of Accounts & Analysis Co...
- ...r accountants and business partners in providing comprehensive information on financial management, financial planning, financial reporting and compliance, capital planning and reporting, financial control & SOX control, tax advisory, insurance finance, and treasury an...
- ...d internal departments, and in all cases report and escalate customer complaints to mana... ...and after client on-boarding process. Regulatory & Business Conduct Display exemplary ... ...tions, COO Office Qualification ~ HKMA Relevant Individual Type 1 Role Spec...
- ... in identifying, managing and mitigating Regulatory Compliance (RC) and Financial Crime Comp... ...inancial Crime (FC) and Money Laundering Reporting Officer (MLRO) to maintain an effective ... ...("HKIA"), Hong Kong Monetary Authority ("HKMA") and relevant rules and regulations on ...
- ...the bank's global IT security policies & regulatory requirements to define mitigation action... ...ffective BCM measures, and Regulatory reporting; Requirements: Degree or above... ...derstanding of regulatory requirements, (HKMA, MAS, SFC) Strong communication and pr...
- ... the implementation of project for data warehouse revamp and regulatory reporting platform Work with vendors and contractors to deliver hig... ...nce frameworks and best practices is a plus Experience in HKMA regulatory reporting is a plus Good communication and pro...
- ...nsure alignment with Basel standards and regulatory expectations. Oversee and enhance the... ... bank. Provide strategic insights and reporting to senior management and regulatory bodi... ...ledge of Basel regulatory frameworks and HKMA guidelines. ~ Proven experience in dra...
- ... risk governance, control execution, and regulatory compliance across trading and sales acti... ...e remediation. Ensure compliance with HKMA regulations, internal policies, and glob... ...atory reviews, internal audits, and risk reporting to senior management. Drive continuou...
- ...eview and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and ad-hoc compliance revi...
- ...ure compliance with Hong Kong Monetary Authority (HKMA) regulations Conduct in-depth analysis of flag... ...effectiveness and efficiency. Prepare detailed reports and documentation for internal stakeholders and regulatory audits. Stay updated on emerging AML trends, t...
- ...ted on time and within scope Ensure compliance with external regulatory requirements, internal control standards and group compliance p... ... minimum 8 years of experience in the banking industry Sound HKMA/SFC/MAS regulatory knowledge in investment suitability & sellin...
- ...ethods. Communicate and coordinate with Taipei Head Office to report daily operations. Directly report to department head and supe... ...uity etc.) Familiar with relative rules and practice of HKAB / HKMA. Proficient on the operation of SWIFT (Swift ISO 20022) and R...
- ... improvement Oversee operational risk reporting system, review operational risk incident... ...nd liaise with internal/external audits, regulatory bodies on the related areas Steer for... ...ons of banking industry Well-verse in HKMA, SFC and other banking related legislati...
- ...ovement. Ensure SOP is fully complied with the bank’s policies, regulatory requirements, and AML controls. Support E-Banking system. ... ... and systems Familiar with the regulatory requirements under HKMA. Structured thinking and good problem-solving capability ...
- ...oduct and investment suitability, ensuring full compliance with regulatory standards Monitor transactions, selling processes, trade act... ...m Wealth Management or private banking Good knowledge of SFC/HKMA regulations, with preference given to candidates who are curren...
HKD 35k - HKD 45k /月
...operational policies and procedures that support efficiency and regulatory standards. Track key performance indicators (KPIs) using dat... ...ies and meet business goals. Maintain strict compliance with HKMA regulations, internal governance policies, and applicable globa...- ...rt Group Treasury in reviewing refinery outputs, with a focus on HKMA-specific draft data tapes. Assess and align the current HKMA ... ...nagement concepts. Proficiency in financial data analysis and report preparation. Excellent communication and collaboration skills...
