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HKD 50k - HKD 100k /月
...ation changes in coordination with vendors and internal teams. Support pre-trade compliance workflows, ensuring alignment with regulatory and internal policies. Document support procedures, known issues, and resolution steps for knowledge sharing. Assist in UAT...- ...equivalent - at least aggregate 2 years’ full-time post-qualification work experience in one or more of legal and Compliance or regulatory work or the financial industry or life/medical insurance business; insurance operations ; insurance product development or health...
- ...roduction for printing, advertising & promotion purposes - Support the sales / marketing team to develop graphic design in annual report, brochure, leaflet etc. - Communicate with sales team and project management team in order to cope with design requirements of di...
- Job responsibilities: Proofread financial documents, including IPOs, annual reports and regulatory filings Ensure grammatical accuracy, clarity and adherence to standards Perform quality checks for layout, formatting errors and inconsistent styles Support a...
- Ensure all accounting and financial reports are complied with updated accounting standards, listing rules requirements and all kinds of covenants Ensure accuracy and timely accounting records in FlexSystem Maintain updated Charts of Accounts & Analysis Co...
- Responsibilities: Covers production of customised reports, factsheets, and sales and marketing materials for institutional and retail clients across equity, fixed income, and multi-asset strategies in APAC Ex Japan region Reporting on a varieties of topic frompe...
- ...that will take you further. Risk and Compliance Division – Regulatory Compliance The Risk & Compliance function is a Second line... ...of Regulatory Compliance risks exposures, providing analysis, reporting and governance to HASE HK that is independent of the first li...
- ...d internal departments, and in all cases report and escalate customer complaints to mana... ...and after client on-boarding process. Regulatory & Business Conduct Display exemplary ... ...tions, COO Office Qualification ~ HKMA Relevant Individual Type 1 Role Spec...
- ...liance with applicable AML/CFT legal and regulatory requirements Perform AML/CFT complian... ...repare and submit suspicious transaction reports to the relevant authorities Conduct A... ...cking Prepare and submit the relevant HKMA assessment Liaise with business, oper...
- ...comply with the Bank’s market risk management and product risk rating policies and relevant regulatory requirements (ie Head Office and HKMA) To prepare risk management reports to management To collaborate with various teams to understand the Bank’s investment and ...
- ... policies and procedures with regards to regulatory and audit requirements. Treasury M... ...idity risk metrics (excluding regulatory reporting), and propose optimization strategies to... ...waps) and central bank facilities (e.g., HKMA’s intraday repo and discount window) to ...
- ...applying IFRS 9 accounting standards and regulatory requirements, utilizing models or indivi... ...ts, large exposure rules) through robust reporting and risk appetite frameworks Liaise w... ...ted by the Hong Kong Monetary Authority (HKMA). Pursuant to the MRC scheme, our bank w...
- ...eview and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and ad-hoc compliance revi...
HKD 50k - HKD 100k /月
...legal, collateral, and security documents prior to execution. Regulatory & Audit Liaison: Respond to requests from the HKMA and auditors, ensuring timely and accurate information delivery. Reporting & Process Optimization: Prepare MIS reports and contribute to on...- ...ure compliance with Hong Kong Monetary Authority (HKMA) regulations Conduct in-depth analysis of flag... ...effectiveness and efficiency. Prepare detailed reports and documentation for internal stakeholders and regulatory audits. Stay updated on emerging AML trends, t...
- ...y compliance risks; Liaise with local regulators such as the HKMA, SFC and relevant regulators to assist in the implementation of... ...s according to the requirements of the Head Office, HKMA, other regulatory authorities and law enforcement agencies, and improve the compl...
- ...d comply with related internal policies and procedures, and all regulatory requirements; Analyse complex structure and identify key ris... ...gations of potential deals; Familiar with Banking Ordinance, HKMA and Securities and Futures Ordinance as well as banking guideli...
- ...trategies to manage the relationships in line with the bank and regulatory requirements Offer value-added advice and guidance to custom... ...(CPD) requirements Comply with any conditions imposed by the HKMA and other regulatory bodies Less experience will be consider...
- ...roduct documentations and ensure the offering comply with local regulatory requirements. The candidate will be doing regular presentati... ... matters. HK local regulators: Hong Kong Monetary Authority (HKMA) and Securities and Futures Commission Skills and Experience...
- ...ping Prepare periodical financial statements and management reports Monitor cashflow and perform regular bank reconciliations ... ...llaborate with external advisors Communicate with banks and regulatory bodies as required Perform ad hoc duties as assigned Re...
- ...k and Targets Customers are prudent and in full compliance with regulatory requirements Ensure compliance with all legal and regulatory... ...ed institutions” regulated by the Hong Kong Monetary Authority (HKMA). Pursuant to the MRC scheme, our bank will conduct a mandatory...
- ...nd IFRS9 analysis Prepare regular MIS reports on bank-wide credit portfolio to senior ... ...ement and relevant committees Prepare HKMA Banking Returns and ensure the high data... ...gement or MIS reporting, experience with regulatory reporting would be preferable Profici...
- ...roper transaction records Keep abreast of changes on market practice and ensure procedures are in compliance with regulatory requirements of SFC, HKMA and other regulatory bodies Review and implement operational procedures and maintain proper transaction records ...
- ...rably a CFP or CFA. Passes in HKSI Licensing Examination for HKMA RI Type 1, 4, 7 registrations and passes all relevant papers of... ...is subject to Mandatory Reference Checking Scheme (MRCS) as per regulatory requirement. For details, please refer to Mandatory Reference C...
- ...n, and sound risk management. Key Responsibilities - Reporting to the Head of Compliance, Hong Kong, you will: Serve as a... ... senior management and trading teams, providing strategic and regulatory guidance aligned with the firm’s risk appetite. Support th...
- ...measures. Ensure compliance with industry best practices and regulatory requirements. Operational Risk Management Oversee risks r... ...rred. Familiarity with regulatory requirements in Hong Kong (HKMA) and international risk standards. Demonstrated ability to l...
- ...a-group transactions and outsourcing, ensuring compliance with regulatory and Head Office requirements. Implement effective ORM tools... ...e management and update company-wide list of p&p. Regularly report to senior management/HO on company’s operational risk profile,...
- ...ers, videos, investor education, etc) ensuring compliance with regulatory standards. 3. Events & Client Engagement • Organize high-i... ... collateral (fund fact sheets, pitch decks, thought leadership reports). 4. Data-Driven Optimization • Track campaign performance...
- ...attention are subject to direct remedial action and/or ensure adequate reporting to the relevant Risk Committees and/or line management. Governance Awareness and understanding of the regulatory framework in which the Group operates and the regulatory requirements ...
- ...ly settlement of trades, ensuring accuracy and compliance with regulatory requirements and internal policies. Monitor and reconcile s... ...ons functions, e.g. payments, loan operations etc. Generate reports for senior management and regulatory bodies as required. Pa...