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- ...t-trade surveillance, etc. # Manage interaction with regulators for queries, survey, questionnaire and inspections. # Monitor regulatory changes and deliver compliance training to PWM Front Office on new regulations and firm standards. # Review marketing materials...
HKD 50k /月
We are looking for a VP Financial Reporting professional in the financial services industry to oversee and enhance financial reporti... ...ubmission of accurate financial statements in compliance with regulatory standards. Ensuring adherence to accounting and financial ...HKD 50k /月
Looking for an experienced Associate Director, Regulatory Affairs to lead regulatory strategies and submissions for cutting-edge biotech products. This role offers high visibility and the opportunity to shape regulatory pathways in a dynamic, fast-growing organization....- Job Title: Securities Regulatory Compliance Manager (SFC, Regulatory side) Location: Central, Hong Kong Responsibilities ... ...apore, Australia, and Hong Kong etc.). The position will report regionally to the Head of Core Compliance Asia Pacific. ...
- Job responsibilities: Proofread financial documents, including IPOs, annual reports and regulatory filings Ensure grammatical accuracy, clarity and adherence to standards Perform quality checks for layout, formatting errors and inconsistent styles Support a...
- Responsibilities: Covers production of customised reports, factsheets, and sales and marketing materials for institutional and retail clients across equity, fixed income, and multi-asset strategies in APAC Ex Japan region Reporting on a varieties of topic frompe...
- ...d internal departments, and in all cases report and escalate customer complaints to mana... ...and after client on-boarding process. Regulatory & Business Conduct Display exemplary ... ...tions, COO Office Qualification ~ HKMA Relevant Individual Type 1 Role Spec...
- ...e fund checking requests from customers, report any discrepancies to concerned parties ... ...icies, procedures, practices of relevant regulatory bodies A team player with good interp... ...ted by the Hong Kong Monetary Authority (HKMA). In the event of BEA proceeding with a ...
- ...ure compliance with Hong Kong Monetary Authority (HKMA) regulations Conduct in-depth analysis of flag... ...effectiveness and efficiency. Prepare detailed reports and documentation for internal stakeholders and regulatory audits. Stay updated on emerging AML trends, t...
- ... the implementation of project for data warehouse revamp and regulatory reporting platform Work with vendors and contractors to deliver hig... ...nce frameworks and best practices is a plus Experience in HKMA regulatory reporting is a plus Good communication and pro...
- ... policies and procedures with regards to regulatory and audit requirements. Treasury M... ...idity risk metrics (excluding regulatory reporting), and propose optimization strategies to... ...waps) and central bank facilities (e.g., HKMA’s intraday repo and discount window) to ...
- ...d comply with related internal policies and procedures, and all regulatory requirements; Analyse complex structure and identify key ris... ...gations of potential deals; Familiar with Banking Ordinance, HKMA and Securities and Futures Ordinance as well as banking guideli...
- ...applying IFRS 9 accounting standards and regulatory requirements, utilizing models or indivi... ...ts, large exposure rules) through robust reporting and risk appetite frameworks Liaise w... ...ted by the Hong Kong Monetary Authority (HKMA). Pursuant to the MRC scheme, our bank w...
HKD 45k - HKD 80k /月
... Licensing Associate involves managing licensing processes for SFC and HKMA regulated entities, advising on registration matters, and coordinating with global and regional teams to ensure regulatory compliance across jurisdictions. It requires strong knowledge of Hong ...- ...nd IFRS9 analysis Prepare regular MIS reports on bank-wide credit portfolio to senior ... ...ement and relevant committees Prepare HKMA Banking Returns and ensure the high data... ...gement or MIS reporting, experience with regulatory reporting would be preferable Profici...
- ...ongside our regional and global colleagues. Client analysis, reporting on post origination activities; client meeting documentation; a... ...ded bonus) Cross-product operational experience/knowledge HKMA certification (Types 1, 4 and 6 licences) Proficiency in Mand...
- ...olcker designation Determining Market Sentiments through reading of research reports, valuation and Data analysis reports, and understanding corporate events Adhere to local regulatory policies and trading venue rules applicable to the job holder location and the ...
- ...trategies to manage the relationships in line with the bank and regulatory requirements Offer value-added advice and guidance to custom... ...(CPD) requirements Comply with any conditions imposed by the HKMA and other regulatory bodies Less experience will be consider...
- ...es and documentation are properly completed in compliance with regulatory requirements and internal AML policies Conduct regular proc... ...isory services Prepare and review management and compliance reports Ad-hoc project as assigned Job Requirements: Bachelo...
- ...es expertise in client due diligence and compliance, ensuring regulatory requirements are met effectively. Client Details This opp... ...-to-date client records and documentation. Identifying and reporting any suspicious activities or potential risks. Supporting t...
- ...measures. Ensure compliance with industry best practices and regulatory requirements. Operational Risk Management Oversee risks r... ...rred. Familiarity with regulatory requirements in Hong Kong (HKMA) and international risk standards. Demonstrated ability to l...
- ...ping Prepare periodical financial statements and management reports Monitor cashflow and perform regular bank reconciliations ... ...llaborate with external advisors Communicate with banks and regulatory bodies as required Perform ad hoc duties as assigned Re...
- ...f key sustainability communications such as the Sustainability Report, green bond reporting, sustainability website updates and news... ...s Conduct research on key topics and best practices to meet regulatory requirements or investor expectations Implement in-house as...
- ...he Manager, Fund Accounting will oversee and manage fund accounting processes, ensuring compliance with regulatory standards and delivering accurate financial reports. This role is ideal for a detail-oriented professional with a strong background in fund accounting and ...
- ...k and Targets Customers are prudent and in full compliance with regulatory requirements Ensure compliance with all legal and regulatory... ...ed institutions” regulated by the Hong Kong Monetary Authority (HKMA). Pursuant to the MRC scheme, our bank will conduct a mandatory...
HKD 30k - HKD 80k /月
... Maintain the client RFP/DDQ database Prepare regular client and fund reports Coordinate with fund administrators and finance team on trailer fees for distributors Communicate regulatory and business change to clients, distributors and internal stakeholders wh...- ...ial operations across FX, Money Lending, Crypto, and SFC-regulated entities. Oversee financial reporting (monthly/annual), ensuring compliance with HKFRS and regulatory standards. Direct treasury functions, including FX/crypto liquidity management, cash flow fore...
- ...ers, videos, investor education, etc) ensuring compliance with regulatory standards. 3. Events & Client Engagement • Organize high-i... ... collateral (fund fact sheets, pitch decks, thought leadership reports). 4. Data-Driven Optimization • Track campaign performance...
- ... reconcile vendor statements and resolve discrepancies. Monitor aging reports and follow up on outstanding items. Maintain compliance with company policies, internal controls, and regulatory requirements. Assist in month-end and year-end closing, including acc...
- ...e diligence process, including handling the questionnaires and reports Conducting verification on the relevant information and doc... ...ons of the prospectus Conducting legal research relating to regulatory issues Liaising with external stakeholders, including regul...