...te you to become part of our team and to pursue a bright and exciting future.
Responsibilities
~Be a team member of Retail Risk & Compliance Department
~Support on MI & analytics aspect for transaction monitoring through advanced statistical modeling / data ana...
Assistant Retail Risk & Compliance Manager, Retail Risk & Compliance Department (Job ID 4392)
Responsibilities
To be a team member of Retail Risk & Compliance Department
To monitor and control the investment & insurance selling activities of Persona...
This is an exciting opportunity with global retail / consumer bank, with solid and established compliance culture in placed. They are looking for AD/D, Regulatory Compliance to come in and lead their General Compliance team, being an important part of the HK Complianc...
... the bank's credit policies and regulatory requirements.
Requirements :
At least 8 years’ experience in retail approval and risk compliance requirements
Degree holder in business related disciplines
Excellent communication and people management s...
... 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: ... ...ies:
~Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regul...
Job Description: Assisting in Branch Compliance framework, maintaining repository of regulatory guidelines, preparing for compliance m... ...nce meeting and reporting, providing support on AML within the retail and commercial banking sector. Knowledge in treasury operation...
...igh calibre professional to join our department.
Responsibilities
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into meaningful analysis reports
Perform checking on unauthorized use...
...under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with so...
...uding preparing written plans, reports & providing documents to the HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and external regulations;
Advise and review account opening processes;
...
...nt.
For other vacancies, please visit our website at
Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to m...
We are seeking an experienced and visionary Retail Strategic Head to lead our retail team and drive strategic initiatives across ou... ...manage multiple priorities effectively.
Knowledge of retail compliance regulations, labor laws, and ethical practices.
Flexibility...
Our client is a well-known PE fund, and they now have a junior to mid-level compliance role that is suitable for both compliance professionals and qualified lawyers. As part of a regional compliance team, you will advise the business on a wide range of matters includin...
... the business strategies, goals and initiatives.
Roles & Responsibilities
Proactively contribute to the enhancement of AML compliance processes and controls
Conduct thorough analysis to identify potential AML issues, red flags, gaps, and risks in KYC informati...
...
In relation to any one or more of the Type 1/4, Type 2, Type 1/6 and Type 4/9 licensed activities:-
Advise business on compliance issues in transactions and provide ongoing guidance to the business on compliance requirements.
Advise on compliance issues an...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
Key person in drafting, reviewing, negotiating and advising agreements, legal contracts and ...
...aliber to join our Bank
Job Responsibilities:
Assist in handling daily transaction monitoring
Provide support to the Compliance Department
Handle ad-hoc projects as assigned
Job Requirements:
Degree holder, with 1~2 years relevant working experien...
To
Compliance ManagerJob Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;
Develop and update compliance policies and procedures;
Prepare internal and external co...
...ces, report compilation, enquiries handling, etc.
Assist in market research and pre-marketing exercise to sustain a high quality retail portfolio in HKIA
Perform ad-hoc assignments as required
Requirements:
Degree holder in Business Administration, Propert...
The Company
A globally leading retail business with stores worldwide, they are currently looking for an experienced financial c... ...er consolidated accounts whilst ensuring internal controls and compliance are met
Analysis on OPEX, CAPEX as well as upcoming new ini...
...ccurately 準確處理現金交易
Shift work is required 須輪班工作
Adhering to operational and compliance regulations 遵守公司業務的操作程序及守則
Requirements:
Preferably with experience in retail sales / customer service / banking business相關零售/客戶服務/銀行業務經驗
Good command of Engl...
...events and exhibitions;
Job Requirements:
- Form 5 or above;
-At least five years working experience;
-Familiar with retail operations is an advantage;
-Proactive, sincere, polite and responsible;
-Good command of English and Mandarin;
-Familiar wit...
...e and diversified training sessions and on-the-job training in various channels of Personal Banking, covering products, services, compliance, digitalization and client management
~Rotation among Branch Network, Business Banking Centres and Contact Centre
~Opportunit...
Job description
Our client, a leading banking group is looking for an AVP/VP, Compliance Review to join their expanding team.
Responsibilities:
Conduct risk basked monitoring activities, while following the annual compliance plan
Conduct compliance review...
Our client is a well-known PE fund with strong presence across APAC, and they are now looking for a senior compliance person to join. This is a VP role, although more senior candidates will be considered at Director level. The right candidate should have prior experien...
AP Accountant, Retailer Our client is a leading global retailer operating in over 15+ countries. We assist them in looking for a cheerful and hands-on individual to join their Finance team as an Accountant.
Accounts payable
Hands-on experience in performing Acco...
Job Responsibilities:
An excellent opportunity for gaining experience in compliance assurance activities.
Promote ethical and proper business practices via assurance review in various areas like dealing insecurity, anti-trust and fair competition, AML, data pri...
...manufacturer of compounds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materi...
...ed financial services for Chinese clients involved in overseas investment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued...
...permanent recruitment, contract and temporary staffing, and court reporting services.
Our client is one of the world's top luxury retail brand and they are looking for a Retail Training Manager to lead and join their training team.
Responsibilities:
~Develop tra...
...gin call and force liquidation;
Perform system testing and system monitoring;
Monitor client trades to ensure the trades in compliance with relevant regulatory requirements and internal policies, guidelines and procedures;
Assist Dealing head in any ad-hoc proj...