Search Results: 9,764 职位空缺
...es
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into ... ...client invoice and payment follow up etc.
Other ad-hoc back-office work
Requirements:
Degree holder or above, major in Acc...
Responsibilities:
Act as the MIC, MLRO and complaints officer of the Company for the RA1, 2, 4, 5
Cooperate with and advise o... ... HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and exter...
...facturer of compounds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materials,...
...under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with so...
As the Environmental Compliance Assistant/Officer at midocean you will be part of the compliance team which is responsible for the safeguarding of the environmental accountability and the European compliance of our products.
Midocean has large ambitions to reduce CO...
...
Ensure the factories selected by sourcing department are in compliance with social ethics, health and safety requirement to create a ... ...A and QC team. Need to report all data to the Vancouver and GZ office
Jobs requirments:
Diploma or above in Textiles or equiv...
Our client is a well-known PE fund, and they now have a junior to mid-level compliance role that is suitable for both compliance professionals and qualified lawyers. As part of a regional compliance team, you will advise the business on a wide range of matters includin...
To
Compliance Officer Job Description
Responsibilities:
Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements;
Develop and update compliance policies and procedures;
Prepare internal and external c...
...ations close-by). Our facility includes a wide and comfortable office in an A-class building, a spacious and well equipped testing l... ...o cope with the rapid company growth and ensure a total market compliance for our products, we are now looking for a Quality System & Co...
...’ professional skills.
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.
Our c... ...andidate with less experience will be considered as Compliance Officer
Interested parties please send your application letter and f...
Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
Job Responsibilities:
An excellent opportunity for gaining experience in compliance assurance activities.
Promote ethical and proper business practices via assurance review in various areas like dealing insecurity, anti-trust and fair competition, AML, data pri...
...apore, our member companies operate in 16 financial hubs, with offices in Singapore, Hong Kong, China, US, Japan, UK, France, Austral... ...sist in formulating/updating policies and procedures to ensure compliance of business with relevant rules and regulations;
Assist in ...
Responsibilities :
Conduct investigation on compliance and red flags, liaise and report suspicious case to Securities and Futures Commission (SFC), Joint Financial Intelligence Unit (JFIU) and other law enforcement units on reasonable grounds
Address response to...
... a member of our successful team. If you are looking for a career, not just a job, here is a good opportunity for you.
Perform Compliance checking, monitoring and review
Assist in formulating and maintaining Compliance policies and procedures
Ensure the Bank’s ...
Responsibilities:
Handle SFC licensing matters including but not limited to delisting or relisting applications;
Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance;
Handle the thi...
Responsibilities
Provide compliance advice to business units and associated parties, including comments on new business initiative
Formulate and implement policies and procedures to ensure compliance with the regulations
Monitor and assess the effectiveness of...
崗位職責：
1、負責SFC第1，2，4，5，9類持牌業務合規工作；
2、監管政策跟蹤、梳理，出具合規提示、合規報告等文案；
3、處理所有開戶、盡職審查及反洗錢相關事宜；
4、牌照管理，處理公司和員工的牌照申請、變動和註銷；
5、依據合規手冊，進行合規監控及檢查；
6、負責公司各類合同、制度的起草和審閱工作；
7、負責定期更新內部政策、指引和工作流程；
8、其他合規管理及內審工作。
崗位要求：
1、本科及以上法律相關專業學歷
1、至少1年及以上香港金融相關法律合規工作經驗，熟悉SFC、IA、TCSP...
Your role
Are you risk averse but risk aware?
Do specialize in Wealth Management Compliance Advisory?
We are looking for a Senior Compliance Officer to:
• Support GWM new business initiatives, product offering, advisory services and compl...
... and a four-time winner of MMI/Barron’s Solutions Provider award (See link below).
About the Role
iCapital is seeking a Compliance Officer to join the Global Regulatory and Compliance Team, based in Hong Kong. This role will assist with a variety of regulatory act...
