Search Results: 183 vacancies
Responsibilities:
Ensure the applicable registration/licensing requirements are complied with
Conduct internal investigation and draft conclusion report
Review, revising and drafting internal manuals, policies and procedures to ensure in compliance with ru...
Job Responsibilities:
Provide dealing services to clients and support to front line in global stock, futures, options, mutual fund and bond markets;
Monitor client position and margin level, and perform margin call and force liquidation;
Perform system ...
Responsibilities
• Handle both Customer and Internal staff enquiry in professional manners
• Assist Department Head in daily business operations and activities in terms of coordination, organization and communication
• Handle Client On-boarding and related matte...
Responsibilities
Responsible for daily activities including settlement instructions, settlement of equity, futures, funds and derivatives products
Monitor and ensure the smoothness of settlements, especially in global equities
Communicate directly with front ...
... are always looking for talented professionals to join us in the path towards success.
Job Responsibilities:
Support Prime Brokerage business and assist in collecting and analyzing requirements for OTC derivative products.
Responsible for defining project sco...
...litate entry processing, as well as pre arrival and post arrival exception resolution.
HS Diploma or GED required. 6 months of brokerage or transportation experience and/or customer service experience preferred. MS Office, Outlook, Office equipment (phone, fax, phot...
...ob Responsibilities :
Provide practical and accurate compliance advice to foster sustainability and development of the group’s brokerage, sales, research and advisory businesses
Oversee day to day monitoring and reporting of compliance risks
Conduct periodic a...
Our client, a tier-one investment bank, is seeking an experienced Prime Brokerage Sales professional. The selected candidate will play a pivotal role in driving revenue growth and maintaining strategic client relationships. Their ability to engage with C-level executi...
Responsibilities:
Assist clients in insurance application and account maintenance
Handle both clients and sales enquiries in a professional manner
Perform document checks in relation to regulatory requirements
Assist Team Head in daily business operations a...
Responsibilities:
Provide professional advisory on market analysis and investment product such as bonds and funds；
Develop the key selling points and messages based on the value proposition of the products；
Conduct the product training and market briefing ...
Job Description
Night shift dealer;
Dealing experience in securities and futures trading preferred; Strong knowledge in global securities and futures trading;
SFC type 1 & 2 licenses.
Responsibilities
Execute dealing orders for global securities and fu...
Job Title: Prime Brokerage Middle Office (AVP level)
Business Area: Prime Brokerage Client Interaction Group
Department: Global Market Operations
Global Market Operations: IB Middle Office
Location: Hong Kong
About the role:
Employment type: T...
...est financial insurance corporation.
Responsibilities
Support distribution channels to grow High Net Worth business for the brokerage channel
Be the subject matter expert, provide support to distribution channels, both internal and external stakeholders
Ens...
...ion
Welcome to JPMorgan Chase. Are you looking for an opportunity to develop and deliver innovative service solutions to Prime Brokerage clients? You have found the right team.
The Prime Middle Office comprises of business-aligned support teams for the equity/fix...
OCBC is the longest established Singapore bank, formed in 1932 from the merger of three local banks, the oldest of which was founded in 1912. It is one of the world’s most highly-rated banks, with Aa1 by Moody’s and AA- by both Fitch and S&P. Recognised for its financi...
OCBC is the longest established Singapore bank, formed in 1932 from the merger of three local banks, the oldest of which was founded in 1912. It is one of the world’s most highly-rated banks, with Aa1 by Moody’s and AA- by both Fitch and S&P. Recognised for its financi...
Job Purpose
The candidate will play a key sales and channel management role in the Insurance Sales Team;
Partner with different teams to optimize the client base and expand business;
Develop and maintain solid relationships with business partners.
Job ...
System Administrator (Securities Brokerage) - IC
Client Description
Fast-growing securities and financial services provider
Job Description
• Maintain software and hardware installations/upgrades and IT assets
• Monitor and troubleshooting of in-house net...
Classy Wheeler Limited
Hong Kong Island
1 day ago
Compliance Officer (Securities Brokerage)-EW
Client Description
Our client is a renowned listed securities brokerage company. To cope with continues growth they are now urgently looking for a Compliance Officer to join the team in Hong Kong
Job Description
...
Classy Wheeler Limited
Hong Kong Island
1 day ago
...o if you believe in inspiring a better future, read on.
About the Role
Support Channel Head to lead the Brokerage Distribution and formulate business strategy / direction
Roles and Responsibilities:
Formulate the business st...
