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  •  ...y agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible Officers and substantial ...  ... Director, Licensing Assisting with providing and amending compliance documentations to support corporate licensing applications ... 

    IQ-EQ

    Sheung Wan
    4 days ago
  •  ...ent Hybrid Working Model/ Work Life Balance Established Career Growth And Development We are seeking a strong Compliance Assessment Associate to join our client, a leading High-Tech company in the APAC region. In this role, you will be responsible for managing... 

    TEKsystems

    Central
    6 days ago
  •  ...sanctions screening and monitoring; country/industry risk; and bespoke inquiries. As an Associate, you will support the overall research and due diligence within our Compliance Practice, by gathering information to help Kroll’s clients onboard and manage the risks as... 

    Kroll Associates (Asia) Limited

    Admiralty
    17 days ago
  •  ...t-growing, founder-led company. The Role The Research Compliance team is a dynamic, external and internal-facing function whic...  ...rowing business segments globally. As the Research Compliance Associate you will report into the Research Compliance Manager and work... 

    Avomind

    Quarry Bay
    more than 2 months ago
  •  ...a high-growth commercial environment.   Client Protection Associate Responsibilities What do you want your career to look like...  ...eams to ensure their clients are always served to the highest compliance standards while enabling their fast-growing commercial succes... 

    Avomind

    Quarry Bay
    more than 2 months ago
  • Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements and... 

    Valuable Capital Limited

    Sheung Wan
    12 days ago
  • Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements Revie... 

    BOCI-Prudential Trustee Limited

    Tai Koo Shing
    4 days ago
  • Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan, ... 

    Daiichi Sankyo Hong Kong Limited

    Causeway Bay
    21 days ago
  •  ...ent to training and continual professional development. This position provides you with the opportunity to learn and provide compliance management and support. Job Responsibilities: Handle internal staff’s compliance matters Provide administrative support... 

    Safe Investment Company Limited

    Central and Western
    1 day ago
  • AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties; Assist in developing and updating AML policy and procedures for the Branch; Provide AML advice to Management, business and opera... 

    Spidernet Recruitment Services

    Central and Western
    11 days ago
  • Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and... 

    Ping An Bank Company Ltd

    Central
    18 days ago
  •  ... ~ Bachelor's degree in Computer Science, Information Security, or a related field ~1-3 years of experience in IT security, compliance, or audit ~ Familiarity with risk assessment methodologies, audit processes, and security frameworks ~ Knowledge of security ... 

    Ambition

    Central and Western
    13 days ago
  • Compliance Senior Manager / Manager   Job Responsibilities:  - Handle corporate and individual SFC licensing applications  - Arrange compliance trainings and keep track of training records  - Review client due diligence (KYC) documents submitted by sales on new ... 

    China Asset Management (Hong Kong) Limited

    Central
    26 days ago
  • Our client, a Global Asset Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory role offers the opportunity to work closely with the Head of Compliance and serve as a direct liaison with th... 

    Aquis Search Limited

    Central
    17 days ago
  •  ...by offering a dynamic working environment, good career development opportunities and competitive compensation packages. Risk and Compliance  The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challenging the activi... 

    Hang Seng Bank

    Central
    2 days ago
  •  ... laundering name screening, file archive, etc.; Monitor audit process and communicate with audit team to follow up outstanding compliance documents; Provide general clerical support to the audit team to ensure smooth audit flow; and Assist to complete ad-hoc as... 

    PKF Hong Kong Limited

    Causeway Bay
    1 a month ago
  • Your tasks: Support administrative tasks related to product and vendor compliance, including compliance data collection and analysis. Collaborate closely with suppliers, internal teams as well as customers to ensure product compliance with EU regulatory requirem... 

    OBI Group Sourcing Hong Kong Limited

    Causeway Bay
    5 days ago
  •  ...eds from sophisticated investors. We are currently seeking a high caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role in the Business Development and Controls team and work on the incr... 

    Hang Seng Bank

    Central
    2 days ago
  •  ...e business and risk units in responding to such enquiries. Assist in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related documents to ensure congruence with its legal and regulatory obligations ... 

    Bank of Shanghai (Hong Kong) Limited

    Central and Western
    5 days ago
  •  ...chasing power to cater for investment needs from sophisticated investors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of relevant group guidelines as well as regulatory requirement and identif... 

    Hang Seng Bank

    Central
    22 days ago