Associate Director - Compliance Manager (Securities)
Job Title: Associate Director - Compliance Manager (Securities)
Our client is looking a Compliance Manager with solid experience and understanding of OTC Derivatives, Type 11 regulatory regime and structured pr...
KOS International
Hong Kong Island
2 days ago
Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc.
Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities
Conduct...
JC Executive Search
Hong Kong Island
1 day ago
...and others. For more information visit or follow on Twitter or Facebook .
Responsibilities
●Developing and implementing compliance policies and procedures that ensure the organization complies with legal and regulatory requirements.
●Conducting KYC / AML ris...
Animoca Brands Limited
Hong Kong Island
1 day ago
...eeking a highly motivated and detail-oriented Group Reporting Associate to join our finance team. As a Group Reporting Associate, you... ...entations, management reports, and board materials.
Ensure compliance with accounting standards, regulatory requirements, and inter...
Animoca Brands Limited
Hong Kong Island
4 hours ago
Looking for compliance generalist bkgd from bank !
Looking for global markets/capital markets compliance bkgd !
About Our Client
My client is a global leading digital asset crypto investment firm. They mainly do marketing making and OTC trading. The Hong Kong offic...
Compliance Manager - Compliance Division
Compliance Manager - Compliance Division
Apply Now Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management ...
Bank of China
Hong Kong Island
3 days ago
Compliance Manager - General Compliance
Apply Now Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
Assist Team Head t...
Bank of China
Hong Kong Island
3 days ago
Job description
Our client, a leading banking group is looking for an AVP/VP, Compliance Review to join their expanding team.
Responsibilities:
~Conduct risk basked monitoring activities, while following the annual compliance plan
~Conduct compliance revie...
...ng a highly motivated and detail-oriented Financial Reporting Associate to join our Finance team. The primary focus of this role will... ...ial role in ensuring accurate and timely financial reporting, compliance with regulatory requirements, and supporting the overall fina...
Animoca Brands Limited
Hong Kong Island
4 days ago
Our client is seeking a dedicated and experienced Compliance Officer to support their growth across the APAC region. This role offers an exciting opportunity to work closely with senior management, regulators, and external partners & stakeholders, anticipating and miti...
Rober Walters Hong Kong
Hong Kong Island
4 days ago
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the company in maintaining good cor...
Hong Kong Interbank Clearing Limited
Hong Kong Island
1 day ago
Job Description
Job Summary:
As a Senior Associate, Hong Kong based tester you will be performing testing activities for the A... ...cific Commerical & Investment Bank (CIB) line of business.
Compliance, Conduct and Operational Risk (CCOR) Monitoring and Testing (...
Social Compliance Specialist (US Buying Office)
Job Title: Social Compliance Specialist (US Buying Office)
My client is a leadin... ...borate with internal departments, external auditors, industry associations, and non-governmental organizations (NGOs) to drive continuou...
KOS International
Hong Kong Island
3 days ago
... need has arisen to recruit a high caliber candidate to join them
Oversee the identification, assessment and management of key compliance risks across the region. Drive regional consistency and minimum standards. Provide support and guidance to country compliance tea...
Recruitment Intelligence Consultants Ltd
Hong Kong Island
4 hours ago
Conduct regular compliance review to ensure compliance with regulatory requirements and Company Compliance Policies and recommends enhancements/corrective actions
Monitor the implementation of anti-money laundering guidelines and other compliance policies and proced...
Projob21.com Ltd.
Hong Kong Island
1 day ago
... .
Job Summary:
We are seeking an experienced (Senior) Associate, Crypto Accounting to oversee our crypto accounting reporting... ...sponsible for financial reporting, internal controls, and tax compliance related to crypto assets. You will collaborate closely with c...
Animoca Brands Limited
Hong Kong Island
4 days ago
... to improve operation efficiency and effectiveness
Lead the team to conduct regular review on procurement activities to ensure compliance with policy and procedures
Develop category management strategy and model to facilitate on-going improvement of sourcing/procu...
JC Executive Search
Hong Kong Island
1 day ago
Assistant / Compliance Manager (Hong Kong Branch)
Assistant / Compliance Manager (Hong Kong Branch)
Apply Now Job No.: 494223
Employment Type: Full time
Departments: Hong Kong Branch
Job Functions: Risk Management
Bank of China limited first o...
Bank of China
Hong Kong Island
4 hours ago
Responsibilities:
To assistin compliance monitoring and surveillance functions of the bank, includingdetection & reporting of suspicious transactions and coordinationwith internal departments on compliance related issues
Toparticipate in the review of complianc...
BRS Limited
Hong Kong Island
1 day ago
This role offers the opportunity to work on data-led reward consulting projects within the financial services sector. The successful candidate will enjoy a hybrid working model, with the flexibility to operate both virtually and from a prestigious office location at On...
Rober Walters Hong Kong
Hong Kong Island
3 days ago
Our client is a global leader in their field, committed to fostering an inclusive and diverse workplace culture. They believe in continuous learning and development, providing their employees with ample opportunities for professional growth. Their innovative approach t...
Rober Walters Hong Kong
Hong Kong Island
4 days ago
~Looking for strong SFC type 1 4 9 compliance exp !
~SFC/SEC/MAS regulatory exp a bonus !
About Our Client
My client is a global investment management firm with offices in Singapore, Hong Kong, China, and Australia. They are considered a private equity firm where...
Associate Client Engagement Manager page is loaded Associate Client Engagement Manager
Apply locations Hong Kong - Gateway time type Full time posted on Posted 30+ Days Ago job requisition id R4086-23 Are you looking for a unique opportunity to be a part of somet...
FHLB Des Moines
Hong Kong Island
2 days ago
~Looking for 10+ years of buyside compliance experience !
~Equivalent to Head of Compliance level !
About Our Client
My client is one of the largest financial services group with separate entities for securities, insurance, bank, and fintech. This particular enti...
...rld renowned investment bank and they are looking for a seasoned sourcing professional to join the China Country Sourcing Team as Associate Director and the role is based in Beijing.
Responsibilities:
To support the Director of Sourcing in starting up the functio...
JC Executive Search
Hong Kong Island
1 day ago
...expanding their operations in Asia, they are seeking a Senior Associate in Investment Operations to support the establishment of the ... ... local business units, portfolio managers, traders, legal and compliance, technology, and external vendors, to optimize operational pr...
...ed financial services group. To cope with continues growth in securities and futures division they are now urgently looking for a Compliance Officer / Senior Officer to join the team in Hong Kong
Job Description
Ensure company policies, internal control procedures...
Classy Wheeler Limited
Hong Kong Island
3 days ago
... Taiwan and SE Asia, to search for a trilingual Private Trust Associate.
Job Duties
Manage daily trust administration and ongoi... ...viewing trust and KYC documents in accordance with the proper compliance
Maintain client relationships and conduct regular reviews ...
Projob21.com Ltd.
Hong Kong Island
2 days ago
(Assistant) Sanctions Compliance Manager
Apply Now Job No.: 499092
Employment Type: Full time
Departments: Financial Crime Compliance Department
Job Functions: Compliance
Responsibilities
Assisting in issuing sanctions advice including but no...
Bank of China
Hong Kong Island
2 days ago
Director / Associate Director, Private Banking
Apply Now Job No.: 492298
Employment Type: Full time
Departments: Priva... ...ss opportunities
Ensure all work activities are adhered to compliance requirements as defined in company policies and procedures an...
Bank of China
Hong Kong Island
1 day ago