...n for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guid...
Rober Walters Hong Kong
Hong Kong Island
5 days ago
Handle relevant compliance works of the company, including drafting and review of documents, participating in project-related meetings, etc.
Support compliance work for new projects/services which are related to Payment Systems and Stored Value Facilities
Conduct...
JC Executive Search
Hong Kong Island
2 days ago
Compliance, Management, Social Responsibility, Supplier Code of Conduct, Audit Tools, On-site Inspections
Our client is seeking a dedicated and experienced Compliance Manager to join their team in Hong Kong. This role offers the opportunity to make a significant imp...
Rober Walters Hong Kong
Hong Kong Island
5 days ago
Compliance Manager - General Compliance
Apply Now Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
Assist Team Head t...
Bank of China
Hong Kong Island
4 days ago
Compliance Manager - Compliance Division
Compliance Manager - Compliance Division
Apply Now Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management ...
Bank of China
Hong Kong Island
4 days ago
Conduct regular compliance review to ensure compliance with regulatory requirements and Company Compliance Policies and recommends enha... ...
Those with less experience will be considered as Assistant Manager
Trilingual Legal Secretary for Capital Mkts & PE
Travel ...
Projob21.com Ltd.
Hong Kong Island
2 days ago
Our client is seeking a dedicated and experienced Compliance Officer to support their growth across the APAC region. This role offers an exciting opportunity to work closely with senior management, regulators, and external partners & stakeholders, anticipating and miti...
Rober Walters Hong Kong
Hong Kong Island
5 days ago
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the company in maintaining good cor...
Hong Kong Interbank Clearing Limited
Hong Kong Island
2 days ago
Responsibilities:
To assistin compliance monitoring and surveillance functions of the bank, includingdetection & reporting of suspicious transactions and coordinationwith internal departments on compliance related issues
Toparticipate in the review of complianc...
BRS Limited
Hong Kong Island
2 days ago
~Looking for strong SFC type 1 4 9 compliance exp !
~SFC/SEC/MAS regulatory exp a bonus !
About Our Client
My client is a global investment management firm with offices in Singapore, Hong Kong, China, and Australia. They are considered a private equity firm where...
Associate Director - Compliance Manager (Securities)
Job Title: Associate Director - Compliance Manager (Securities)
Our client is looking a Compliance Manager with solid experience and understanding of OTC Derivatives, Type 11 regulatory regime and structured pro...
KOS International
Hong Kong Island
3 days ago
(Assistant) Sanctions Compliance Manager
Apply Now Job No.: 499092
Employment Type: Full time
Departments: Financial Crime Compliance Department
Job Functions: Compliance
Responsibilities
Assisting in issuing sanctions advice including but no...
Bank of China
Hong Kong Island
3 days ago
Our client, one of the largest asset manager globally is seeking a highly motivated and experienced Compliance Director to ensure that their investment processes and transactions are in full compliance with internal guidelines, as well as with the relevant regulators ...
Rober Walters Hong Kong
Hong Kong Island
4 days ago
~Looking for 10+ years of buyside compliance experience !
~Equivalent to Head of Compliance level !
About Our Client
My client ... ...and fintech. This particular entity will focus on their asset management business. They have about 100 staff in this entity with stron...
Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Manager, Business Compliance and Operation Risks Manager (Operation Risks, Private Banking)
Apply Now Job No.: 499151
Employment Type: Full time
Departments: Priv...
Bank of China
Hong Kong Island
5 days ago
Contract type: FULL_TIME
Specialism: Legal & Compliance
Focus: Financial Services
Industry: Banking
Salary: Negotiable
... ...f regulatory changes and communicate these effectively to the management team. Your expertise will be instrumental in developing compl...
Rober Walters Hong Kong
Hong Kong Island
5 days ago
Compliance Risk Manager (Hong Kong Branch)
Apply Now Job No.: 499171
Employment Type: Full time
Departments: Hong Kong Branch
Job Functions: Risk Management
Responsibilities:
Formulate and update compliance risk and KYC policies and procedures i...
Bank of China
Hong Kong Island
5 days ago
...ur client, a leading banking group is looking for an AVP/VP, Compliance Review to join their expanding team.
Responsibilities: ... ...
~Carry out investigations and other duties as requested by management
Requirements:
~University graduate from related disci...
Regulatory Affairs & Central Compliance Senior Manager
Oversight Regulatory Affairs & Central Compliance
Excellent job security and worklife balance
Our Client
Searching for Regulatory Central Compliance Senior Manager with one of the most established Glob...
Projob21.com Ltd.
Hong Kong Island
5 days ago
Looking for compliance generalist bkgd from bank !
Looking for global markets/capital markets compliance bkgd !
About Our Client
My client is a global leading digital asset crypto investment firm. They mainly do marketing making and OTC trading. The Hong Kong offic...
(Senior) Business Compliance & Risk Control Manager
(Senior) Business Compliance & Risk Control Manager
Apply Now Job No.: 499146
Employment Type: Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational ...
Bank of China
Hong Kong Island
3 days ago
Senior Audit Manager / Audit Manager / Assistant Audit Manager (Financial Crime Compliance / An[...]
Senior Audit Manager / Audit Manager / Assistant Audit Manager (Financial Crime Compliance / Anti-Money Laundering)
Senior Audit Manager / Audit Manager / Assistant Audit Manager (Financial Crime Compliance / Anti-Money Laundering)
Apply Now Job No.: 495380
...
Bank of China
Hong Kong Island
3 days ago
Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
Manager/Assistant Manager, Business Compliance (AML / Compliance, Private Banking)
Apply Now Job No.: 499150
Employment Type: Full time
Departments: Private Banking
Job...
Bank of China
Hong Kong Island
4 days ago
Assistant /Deputy Business Compliance & Risk Control Manager (AMC-Compliance & AML related)
Assistant /Deputy Business Compliance & Risk Control Manager (AMC-Compliance & AML related)
Apply Now Job No.: 499192
Employment Type: Full time
Departments: BOC...
Bank of China
Hong Kong Island
2 days ago
...oject team commits to improve the quality of codes
Enforces compliance on unit test coverage, sanity testing due diligence and code i... ...members
Monitors the software releases of the project team, managing changes, updates and reversions
Helps the project manager i...
Novare Technologies
Hong Kong Island
2 days ago
Contract type: FULL_TIME
Specialism: Legal & Compliance
Focus: Financial Services
Industry: Financial Services
Salary: N... ...d present comprehensive reports of testing findings to senior management and relevant stakeholders
Manage ad hoc tasks as assigned ...
Rober Walters Hong Kong
Hong Kong Island
4 days ago
Company Secretariat Manager - Listed Company
Save job
Our client is listed conglomerate with business presence across the glob... ...isors and various government authorities/regulators to provide compliance advice on material transactions and corporate matters of the b...
Rober Walters Hong Kong
Hong Kong Island
5 days ago
Senior Manager, Bancassurance Business Development page is loaded Senior Manager, Bancassurance Business Development
Apply locat... ...and good knowledge of the industry’s best practices, legal and compliance framework and market competitive environment.
~ Self-motivat...
Manulife Insurance Malaysia
Hong Kong Island
5 days ago
Assist in developing and implementing a risk management framework focusing on technology and operational risks, ensuring compliance with industry and regulatory standards.
Manage operational and technology risk identification, response, monitoring, reporting, and ex...
KOS International
Hong Kong Island
5 days ago
...pany with presences globally is urgently seeking a Senior Risk Manager to join their expanding team
Job Description
Responsible... ...ed
Over ten years of experience working in risk management, compliance or internal audit at sizable corporation or in the risk area o...
Classy Wheeler Limited
Hong Kong Island
2 days ago