...ccessful data migration
~Follow corporate standards, guidelines and procedures for system implementation and support which fulfill HKMA compliance requirement. Ensure IT infrastructure to comply with group IT architecture and standards
~Support IT infrastructure inc...
... regulators, new business and products development, etc.
Keep abreast of market development in relating to banking industry (e.g. HKMA and other regulator’s new requirements), evaluate and respond to the legal changes on the Bank and provide legal updates to business...
... or English in Hong Kong Public Examination in order to fulfill the license requirement
Comply with any conditions imposed by the HKMA and other regulatory bodies
Candidate with less experience will be considered for junior roles/other roles within Business Bankin...
...Environmental Risk Management Development
- Participate in monitoring for the delegated lending authority in credit approval under HKMA’s guidelines
- Perform credit assessment / credit analysis / credit monitoring / credit proposal according to HKMA’s regulations /...
...pare credit risk monitoring
~Participate in reviews conducted by the internal auditors / external auditors / regulatory bodies (eg HKMA) on related issues
Requirements:
~Degree holder in Finance, Risk Management or related disciplines (with ECF-CRM preferable)
...
HKD 100k per month
...usiness including corporate banking, global banking, global markets and treasury
main point of contact with HK regulators such as HKMA and SFC
liaise with senior stakeholders and senior management
work in a 2nd line of defence compliance function
Profile
~...
...nd regulatory bodies
Provide internal compliance trainings
Review policies and procedures
Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators’ enquiries and information request
Job Requirements:
Degree holder in Business Administ...
...s, funds and bonds;
Conversant with banking rules and regulations including Banking Ordinance, Securities & Futures Ordinance and HKMA Supervisory Policy Manual;
Good team player with strong communication and interpersonal skills, able to work with stakeholders at...
... Minimum 5 years’ experience in banking and/or audit with relevant exposure to AML or banking is preferred
Sound understanding of HKMA’s SPMs and regulatory requirements; knowledge in banking operations, products and services is an advantage
Attentive to details, ...
HKD 40k - HKD 80k per month
...ank and they are currently looking for a Regulatory Relations Associate to join their team to support regulatory relations to manage HKMA/ SFC exams. The candidate should have at least 3-5 years of working experience in regulatory compliance with strong knowledge in HKM...
...Strong project management skill with seasoned stakeholder and vendor management expertise to effectively
General understanding of HKMA regulatory requirement is highly desirable
Seasoned written and communication skills in English, Mandarin and Cantonese
Intere...
... supportive functions) to establish strategy, ownership, accountability, and delivery for climate risk management in compliance with HKMA SPM GS-1, and in alignment with the Bank's strategy in ESG, Green and Sustainable banking
Liaise and work closely with the extern...
...rs in business analysis/digital project management experience especially in securities/banking/finance industry
Familiar with SFC/HKMA related trading system front-to-back business flow
Good problem solving, communication and interpersonal skills
Strong analyti...
...s
Handle clients’ enquiries and provide quality service support
Assist in other ad hoc projects when required
Requirements:SFC or HKMA licensee with at least 2 years relevant experience from Private Banking, Wealth Management or Asset Management
Good command of both...
...lish the policies and procedures in respect of liquidity risk and interest rate risk monitoring in compliance with the guidelines of HKMA Supervisory Policy Manual. Assist in the formulation of capital management system for assessing the capital adequacy of the bank in ...
...search and development of retail banking products/digital systems/operation manuals etc
~Data preparation on prodcuts/services for HKMA surveys/Head Office/MO etc
~Provide training to frontline staff
Requirements
~Bachelor Degree of above with major in Busine...
...Conducts regular compliance reviews, complaint investigations and internal compliance trainings
Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators’ enquiries and information request
Job Requirements
~ Degree holder in Business Administ...
...latory returns or reports related to retail & SME digital lending products
Support the application of regulatory technology (e.g. HKMA CDI, Open API etc.)
Formulate, review and update credit policies, guidelines and procedures to regulate the credit activities unde...
...sment, credit approval and post-approval monitoring.
~Formulate and maintain credit policies and procedures in accordance with the HKMA and the Bank’s internal requirements.
~Manage the electronic credit approval work flows in an efficient manner.
~Manage and moni...