Search Results: 15 vacancies
... processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible Officers and substanti...
...exceeding clients’ expectations
Fresh graduates will also be considered
Candidate with more experience will be considered as Analyst Programmer.
We are an equal opportunity employer, and offer excellent prospects and career development for the right candidate....
We are Assembly – and we’re not like the rest. We’re the modern alternative agency, bringing together industry-leading data, talent, and tech to Find the Change That Fuels Growth for the best brands on the planet, including Lenovo, Lane Crawford, Marina Bay Sands, and...
...as more than 410 branches and representative offices in 19 countries and regions.
Responsibilities
Work with business users/ analysts to ensure that the system(s) is designed with quality to meet their defined business needs
Perform system design which can alig...
...anks, stock brokers, asset management companies, licensed corporations, authorised institutions, insurers, others etc.
Conduct regulatory/compliance/internal audit reviews with reference to regulatory requirements (e.g. HKMA SPM, SFC Codes and guidelines) and relevan...
... the entire training process, ensuring the proper application of policies and institutional processes
Be familiar with current regulatory and policy landscape, identify finance market trends and propose product enhancement initiatives
Supervise a small team to dri...
...ence in credit / financial analysis, preferably with debt collection experience
~Knowledge of credit card products and relevant regulatory requirements
~Accurate analytical ability
~Able to work independently
~Good communication skills, organizational, planning,...
...contact, managing the end-to-end KYC process
• Conduct customer due diligence, AML assessment, FATCA and CRS in accordance with regulatory requirements
• Achieve individual business targets and contribute to the performance of the team
• Proactive connect with key...
...A or equivalent overseas leading professional accountants institutes
Proficient in assurance standards and financial reporting regulatory environment in Hong Kong
Solid experience in quality assurance review is a definite advantage
Analytical minded and able to...
...mprovement opportunities for clients and communicate with those in charge of governance
Keep up-to-date on FS related news and regulatory developments
Travel to China and other countries in the ASPAC region on project basis
Other ad-hoc tasks as assigned by sup...
...n and manage digital governance related projects under digital business user department
- Understand and handle digital related regulatory guidelines (e.g. SPM TM-E-1), external and internal risk control requirements and procedures.
- Lead overall management of digi...
...ou should consider this opportunity:
~Process New Account Opening for individuals / companies in accordance with guidelines on regulatory, such as AML, KYC, CDD and ECDD
~ Perform daily customer/account maintenance , account clean up exercises, project review, such...
...ial reporting
Support business development and trading platform process improvements
Ensure full compliance to internal and regulatory rules, guidelines and procedures while supervising the operations of the licensed corporation
Manage and supervise licensed st...
...levant meetings for relevant stakeholders/the Group and Senior Management, to uplift the Bank’s AML Standard and comply with both regulatory and Group AML requirements
~Prepare regular AML/CFT regulatory returns and management reports and materials to Head Office and ...
...load files
Reply Letter Process:
Collect customers' information from Branches / Business units and prepare reply letters to regulatory authorities.
Print bank statement and reports from COLD for replying enquiries.
Retrieve account information from various s...
