Search Results: 1,603 vacancies
... Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the business to manage compliance risks such as regulations and money launderi...
HKD 55k - HKD 65k per month
...ssessments on KYC files to ensure accuracy, completeness, and compliance.
Review customer data, identification documents, risk asse... ...ve actions.
Compliance Monitoring:
Stay up to date with regulatory requirements, industry best practices, and internal policies ...
...oothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement... ...nize and lead regular monthly compliance meetings with senior management in the division;
~Organize and lead the regular meeting wit...
...ny website] .
Key Roles and Responsibilities
~Handle ad hoc project assigned by management;
~Perform QA related activities including quality management system, audit, regulatory affairs and product enquiry/complaint;
~Assist to handle and monitor dangerous dru...
HKD 70k - HKD 80k per month
The Company A well established Chinese bank is looking for a Senior Financial Crime Compliance Manager to join their team.
The Role
Develop and maintain a robust financial crime compliance framework in accordance with local and international regulations, indu...
...role, you will be part of the Sanctions Compliance team of AML & Financial Crime Risk Depa... ...subject matter expert of sanctions, and managing sanctions and screening related project... ...ting in an effective manner and meeting regulatory expectations
~Undertake bank-wide sys...
... cope with the rapid company growth and ensure a total market compliance for our products, we are now looking for a Quality System & C... ...t.
~Liaise with OEM customers for ad-hoc request related to regulatory documentation
~Maintain online compliance documentation ava...
... to ethical practices, it recognizes the importance of social compliance in our supply chain to ensure the well-being of workers and p... ...timely and effective implementation.
Supplier relationship management: Establish and maintain strong relationships with suppliers, ...
...Asia) has 52 retail outlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, i... ...P holder would be an advantage
~Solid knowledge on sanction regulatory requirements of HKMA, UN, OFAC, PRC, etc.
~Strong investiga...
HKD 22k - HKD 30k per month
The Company
Our client is a sizable MNC and is urgently looking for Legal and Compliance Officer to join the company. This is a 6 months rolling contract with a strong view to permanency. The ideal candidate will start immediately.
The Role
Supporting co...
...om offering financial services & wealth management services, it also provides asset manage... ...p’s cash flow and funding
Handle tax compliance matters and other tax issues
Perform... ...ledge of accounting standards and other regulatory requirements
Solid and in-depth know...
...rity level’s decision making
~Monitor compliance with credit policies and guidelines
~... ...if necessary, working with relationship manager to take early remedial actions includin... ... trade finance
~Knowledge of relevant regulatory requirements
~Good knowledge in accou...
... functions including but not limited to management of recruitment, C&B, performance manage... ...ns knowledge of trends, best practices, regulatory changes, and new technologies in human ... ... public health measures to ensure legal compliance and employee safety
Excellent analyt...
...ail Banking, Commercial Banking, Wealth Management and General Insurance across Hong Kong,... ...dle daily/monthly FRR and ensure strict compliance in meeting the liquid capital requireme... ...FC (Type 1,4)
Liaise with auditor and regulatory authorities
Responsible for the annu...
... local direction and relevant legal and regulatory requirements; and provides governance a... ...ncrease and evolve.
The Security Risk Management function within the AXA HK Security Tea... ...nstrate its ongoing level of regulatory compliance and assurance as to the effectiveness o...
...ity business standard
Be familiar with regulatory & internal requirements, and proactively identify areas which require management attention or improvement
Perform quali... ...ulatory/business rules
Coordinate with Compliance Dept. on Distribution Compliance matters ...
...Retail Banking, Commercial Banking, Wealth Management and General Insurance across Hong Kong, Ma... ...ve and comply with internal guidelines and regulatory requirements
Implement effective internal controls to ensure compliance and smooth operational workflow, identify ...
...ss. Come join us now. As Customer Contact Assistant Manager your primary focus will be managing the overall cust... ...ctions (WI) on all operational workflows, and ensure compliance with internal and external regulatory requirements
~ Create Operation Support Guides for...
...ry, comprising Retail Banking, Commercial Banking, Wealth Management and General Insurance across Hong Kong, Macau, and Guangz... ...adequacy and effectiveness of internal controls including compliance with regulatory requirements and identify any control weaknesses for impr...
HKD 40k - HKD 60k per month
...ing securities firm, and they are now looking for a settlement manager to join their expanding team.
The Role
Manage and o... ... external stakeholders, such as clearinghouses, exchanges, and regulatory bodies, to ensure smooth and effective operations
Monitor U...
