Search Results: 10,094 职位空缺
...oned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperatio... ...ness units on compliance matters, maintaining policy manuals, assisting in project management, ensuring operational efficiency, and o...
Rober Walters Hong Kong
香港島
4 天前
...not limited to delisting or relisting applications;
~Perform compliance control and monitoring programs including but not limited to c... ...n the supporting documents and authorization relationships;
~Assist in handling investigations and surveys received from regulator...
...tual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the relevant legal a...
As the Environmental Compliance Officer at midocean you will be part of the compliance team which is responsible for the safeguarding of the environmental and social accountability and the European compliance of our products.
Midocean has large ambitions to reduce C...
As the Environmental Compliance Assistant/Officer at midocean you will be part of the compliance team which is responsible for the safeguarding of the environmental accountability and the European compliance of our products.
Midocean has large ambitions to reduce CO...
...rk spans across major financial markets in Asia and Americas, assisting clients to construct an international investment portfolio wi... ...n our Group.
Key elements of the job:
~Provide practical compliance advice for business such as retail and institutional brokerag...
... Greater Bay Area, while also maximising shared value beyond traditional insurance for a sustainable future.
Assist and provide support to Head of Compliance and Associate Director of Compliance Department for ensuring the compliance and regulatory requirements are fu...
... pre and post investment management, and b) full cycle investment fund management including fund launch and on-going management;
Assist in formulating, review and advice to management on internal policies and procedures;
Handle internal reporting;
Conduct inter...
Major Responsibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the...
Job Requirements:
Assist to set out/update the policies and procedures for adherence to legal and regulatory requirements in th... ...he corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on com...
...clients and promoting a harmonious relationship among its staff members.
Responsibilities:
Lead/ support to provide general compliance advisory services to business and operation units, as well as relevant compliance advice to overseas branches with the aim of ope...
...ties:
Process account opening with banks and related AML/KYC matters and company secretarial matters
Assist in items including but not limited to compliance checking and filing on a) investments/ funds/ investors/ staff dealing related matters b) disclosure filin...
...rvices to its clients and promoting a harmonious relationship among its staff members.
Responsibilities:
~Assist in developing a risk-based compliance review program
~Conduct compliance reviews and on-site visits to business units, local and overseas branches, ...
... of our team and to pursue a bright and exciting future.
Responsibilities
~Be a team member of Corporate Risk & Compliance Department
~Assist supervisor(s) to develop, enhance and implement control measures to rectify issues/ exceptions as identified by intern...
Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
...ationship among its staff members.
Respo nsibilities:
~Provide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements.
~Provide investment & insurance compliance development updates to Senior Management and ...
...ht candidate to join us.
Reporting to Associate Director of Compliance Department, you are responsible for:
~Identify and assess co... ...ies and procedures in the Group adhere to the requirements;
~Assist in handling compliance-related matters and issues arising from...
...quirements:
~Degree holder in Business Administration Risk Management, Law or related disciplines
~Minimum 3 years of AML/CFT compliance experience in banking industry
~Knowledge of and ability to articulate the required AML/CFT controls, procedures and regulatory...
...elationship among its staff members.
Responsibilities:
~Assist in the maintenance of AML systems, including transaction monit... ...nes
~Minimum 3 years of experience in project management/AML compliance/information technology; experience in banking industry is a pl...
Job Highlights
Full set of Internal Audit / Compliance Functions
Internal Audit
Risk assessment, Data analysis and Advisory
Job Description
This is the individual who is responsible for day-to-day internal audit activities to ensure the entire IA fu...
