- ...e applicant must possess: # a recognized degree in law, with legal profession qualification in Hong Kong or an English-speaking c... ...owledge of PRC laws would be an advantage; # strong sense of compliance, by ensuring adherence to all relevant legislation and guiding...
- ...sing on international expansion and specializing in wealth management. Advise senior management to ensure the Bank Group’s due compliance with internal policies and applicable laws, regulations and guidelines, listing rules as well as corporate governance Liaise w...
- ...a security, privacy, contracts and company law, to help manage legal and regulatory risks whilst facilitating the business of the C... ...gement, business teams and other corporate functions to ensure compliance with applicable laws and regulations and guidelines of relevan...
- Responsibilities: Assist to provide legal advice and support to all business and operation units Assist to develop and implement policies/procedures to mitigate legal risks Liaise and manage external counsel on outsourced assignments Conduct trainings and...
- ...n, innovation, and excellence. Responsibilities Provide compliance advisory service and support to business and operation units w... ...n the financial institution and the group as well as providing legal advice to management in order to safeguard the Group's interes...
- Entry-Level Research Compliance Associate Location: Hong Kong | Start Date: Immediate / July / September 2025 Experienc... ...er (based in Hong Kong) and collaborate closely with Research, Legal, and Client Protection teams, as well as other key business st...
- Reports to: Head of Compliance The Group Legal and Compliance (GLC) department provides the Group with sound and pragmatic advice on legal issues. Our team handles a range of commercial, corporate, employment law, data privacy, competition law and regulatory matters....
- Job responsibilities: Formulate and implement the Bank's compliance policies and procedures to ensure the Bank's operations are in compliance with the regulatory and group requirements. Lead the compliance function and provide regulatory compliance advice to all ...
- The Legal Compliance Manager role in the professional services industry requires expertise in regulatory frameworks and compliance strategies. This position involves ensuring adherence to legal and internal policies in a dynamic and fast-paced environment. Client Deta...
- my clients are looking for asset management legal and compliance candidates with requirements below:- 1. senior asset management (buy side) compliance / legal counsel - preferably coming from regulators background eg: SFC intermediary - strong product mutual fund ...
- Job Responsibilities: As a legal and compliance lead, on each assigned project case, assist to set up, amend, and terminate products, including but not limited to SFC-authorized funds, Luxembourg based UCITS, Cayman Islands funds, and discretionary accounts; Mana...
- Our client is a leading insurance company, they are currently looking for a Contract Legal and Compliance Assistant to support the team. Responsibilities: ~ To assist hiring manager in a driving project involving cross-jurisdictional settings, deploy sophisticate...
- ...n international expansion and specializing in wealth management”. ~ ~ Advise senior management to ensure the Bank Group's due compliance with internal policies and applicable laws, regulations sand guidelines, listing rules as well as corporate governance ~ Liaise...
- ... and relevant business units on AML/CFT issues. Develop, update and review AML/CFT policies and guidelines. Perform AML/CFT compliance monitoring and conduct EDD. Assist in answering AML/CFT inquiries from regulators and auditors. Promote AML/CFT AML complia...
- Group Legal, Compliance & Secretariat ensures that the bank's interests are protected by zealously guarding and enhancing its reputation and capital. We also work to maintain a good standing with all our regulators, customers, and business partners. Because we believe...
- Major Responsibilities ~Assist in handling the relevant legal and regulatory compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc. ~Provide support on regulatory compliance works an...
- ...t to sustainability. Responsibilities: Provide all-round legal support for property and franchisee matters at the Hong Kong I... ...egotiate and review property and franchise agreements ensuring compliance with applicable laws and regulations Advise on legal risks ...
- ...unicate with internal stakeholders and external parties e.g. external lawyers; Able to independently manage and handle general compliance work, including but not limit to manage licensing (licensed representatives, responsible officers, MIC, annual return, BRMQ and u...
- Job No.: 499622 Employment Type : Full time Departments: Legal & Compliance and Operational Risk Management Department Job Functions : Risk Management Responsibilities: Risk Governance and Framework Oversight on Southeast Asian (SEA) entities 1. Opera...
- My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST
- ...sessment documentation and offering guidance to departments on compliance-related procedures. ~ Organize annual compliance and risk aw... ...est practices across the organization. ~ Provide support for legal and regulatory affairs, including contract review, responding ...
- My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST All applications applied through our system will be delivered dir...
- To Compliance Officer Job Description Responsibilities: Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare internal and external ...
- ...port in preparing, drafting and reviewing simple contracts and legal documents Work closely with cross-functional stakeholders... ...ocus on technology, online retail, data privacy and regulatory compliance issues Provide general legal and administrative support, ...
- Legal Counsel - Regional Opening Client Details Our client is seeking a highly skilled and experienced Legal Counsel to join o... ... management on a wide range of legal and regulatory issues. Compliance Management: Develop, implement, and monitor compliance progra...
- Legal Secretary Perform full set of secretarial duties of private companies in Hong Kong; Intellectual Property related experience; Good communication skills in English and Chinese Immediate availability is preferable Nice and friendly working environme...
- Responsibilities: Assist in preparing legal document and perform clerical work Responsible of answering phone calls and handling inquiries Requirements: Higher Diploma or above in disciplines Relevant experience in customer services field is preferable ...
- Responsibilities: Responsible of answering phone calls and handling inquiries Assist in preparing legal document and perform clerical work Assist in ad hoc projects and assignments Requirements: Higher Diploma or above in any disciplines At least 1-2 y...
- About the role: Assist in providing legal advice on the company’s daily operations and support legal due diligence for new busi... ...s relevant to the company’s business, and help draft legal and compliance brief reports Support the development and improvement of in...
- Inhouse Legal Counsel role with M&A and General Commercial work focus Client Details Our client is a leading conglomerate, the... ...s advising on legal risks, negotiating contracts, and ensuring compliance with applicable laws and regulations. Description Draf...