Search Results: 7,803 vacancies
- Your tasks: Support administrative tasks related to product and vendor compliance, including compliance data collection and analysis. Collaborate closely with suppliers, internal teams as well as customers to ensure product compliance with EU regulatory require...
- Position Overview We are seeking a Director – Digital Assets & Crypto Investment Products Compliance for our Hong Kong office to spearhead compliance initiatives for our expanding digital asset investment platform. This role focuses on ensuring compliance across cryp...
- Responsibilities Ensure compliance of all third-party suppliers with social responsibility, environmental, certifications and re... ...latory testing and manage related corrective actions Ensure product materials meet all regulatory requirements such as EU’s Reach,...
- Job Responsibilities: As a legal and compliance lead, on each assigned project case, assist to set up, amend, and terminate products, including but not limited to SFC-authorized funds, Luxembourg based UCITS, Cayman Islands funds, and discretionary accounts; Man...
- ...latory requirements related to information security, identify compliance gaps, and drive timely remediation to mitigate compliance ris... ...plications, ensuring secure delivery from code development to production deployment. Design emergency response protocols, organiz...
- Our client is looking for a Compliance Officer (Product Compliance Focused) to join their team. Responsibilities ~ Regulatory Compliance: Ensure products comply with all applicable laws, regulations, and internal policies. 2. Policy Development: Develop, implement...
- ...gement. Advise the senior management and relevant business units on compliance related issues Provide support to business units in the development, implementation and regular review of products, policies and procedures to ensure compliance with statutory, regulato...
- Key Responsibilities Compliance Role: Conduct compliance monitoring (e.g., trade surveillance especially bond products, KYC/AML checks, employee dealing reviews) to ensure adherence to SFC rules. Review existing company policy and procedures. Manage reg...
- ... Asia. Responsibilities: ~ Establish and Maintain Compliance Framework: Create and implement a robust compliance policy and... ...ith compliance-related topics, including the assessment of new products and marketing materials. ~ Participate in Product Innova...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update r... ...ars must be with compliance function related to pension / fund products Auditing, compliance and legal experience in multinational ...
- ...ry requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particular... ...lating to insurance and investment activities Advise on new product launch or revamp, relevant sale and marketing materials, train...
- Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements an...
- ...iggest funds by AUM in Hong Kong. We invest in a wide range of products with an international dimension. We are now looking for high c... ...osition provides you with the opportunity to learn and provide compliance management and support. Job Responsibilities: Handle in...
- ...nhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offeri... ...opportunities and competitive compensation packages. Risk and Compliance The Risk & Compliance function is a Second line of defence (...
- To Compliance Officer Job Description Responsibilities: Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare internal and external c...
- My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST All applications applied through our system will be delivered dire...
- ... recurring client engagements Consolidate the search results in presentable format for internal dissemination Report to the Compliance team leader Requirements: Diploma or above with major in business related studies Minimum one year experience in commerc...
- Are you a champion of quality and compliance? We're looking for a detail-oriented Quality and Compliance Manager to ensure our products, services, and processes consistently meet the highest standards and all necessary regulations. You'll be crucial in maintaining our...
- Your new company We are actively hiring a Compliance Officer for a foreign asset management firm (SFC 1,4,9). You will be responsibl... ...nds. Act as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance) and external partners (Custodian, ...
- My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST
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Never miss new jobs in the app
Follow our socials
© 2007-2025 Jooble