- Overview An international corporate bank is currently seeking a Director, Product Compliance (Structured Finance) for the compliance department to provide business advisory and perform new product compliance. Role Responsibilities Reporting into ...
- Job Responsibilities: As a legal and compliance lead, on each assigned project case, assist to set up, amend, and terminate products, including but not limited to SFC-authorized funds, Luxembourg based UCITS, Cayman Islands funds, and discretionary accounts; Man...
- ...latory requirements related to information security, identify compliance gaps, and drive timely remediation to mitigate compliance ris... ...plications, ensuring secure delivery from code development to production deployment. Design emergency response protocols, organiz...
- Our client is looking for a Compliance Officer (Product Compliance Focused) to join their team. Responsibilities ~ Regulatory Compliance: Ensure products comply with all applicable laws, regulations, and internal policies. 2. Policy Development: Develop, implement...
- ... Asia. Responsibilities: ~ Establish and Maintain Compliance Framework: Create and implement a robust compliance policy and... ...ith compliance-related topics, including the assessment of new products and marketing materials. ~ Participate in Product Innova...
- ...gement. Advise the senior management and relevant business units on compliance related issues Provide support to business units in the development, implementation and regular review of products, policies and procedures to ensure compliance with statutory, regulato...
- ...ry requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particular... ...lating to insurance and investment activities Advise on new product launch or revamp, relevant sale and marketing materials, train...
- To Compliance Officer Job Description Responsibilities: Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare internal and external c...
- Your new company We are actively hiring a Compliance Officer for a foreign asset management firm (SFC 1,4,9). You will be responsibl... ...nds. Act as a liaison between internal teams (Investment, Product, Risk, Finance, Compliance) and external partners (Custodian, ...
- My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST All applications applied through our system will be delivered dire...
- My client is looking for senior IBD compliance - up to AD/VP level Preferably candidates coming from bulge bracket firms or even IBD legal experiences would be a plus Fluency in Mandarin is a MUST
- ...estments and Wealth Solutions offers a full spectrum of wealth products and services to our Wealth and Personal Banking customers, fro... ...h caliber professional to join our team as Securities Business Compliance Manager. Principle Responsibilities To take leading role...
- Risk and Compliance The Risk & Compliance function is a Second line of defence (LOD) function, responsible for reviewing and challeng... ...posure on RC and FCC with respect to clients, transactions and products. Manage and foster a strong relationship with all relevant ...
- ...ion, please visit: Duties: Monitor and assess impact of regulatory developments and prepare relevant documents Ensure compliance risks are timely reported and managed Conduct compliance test, research and training Support the administrations of committ...
- ...ents and Wealth Solutions offers a full spectrum of investment products and services to our Wealth and Personal Banking customers, fro... ...stors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of rele...
- ...re RBD sales and delivery complies with regulatory guidelines, compliance requirements and internal control policies Create, review... ...s' solid experience in Retail Banking regulations, operations, products and services, with compliance experience preferably Sound...
- Responsibilities: Providing administrative to the assigned department and team members, including data entry, document filing, and other general affairs as required; Collaborating with various departments to ensure smooth daily operations; Handling of ad-hoc a...
- My client is looking for AML compliance- AD/VP level must be fluent in Mandarin
- ...ivate banking services are provided by its wholly-owned subsidiary Bank of Singapore, which operates on a unique open-architecture product platform to source for the best-in-class products to meet its clients’ goals. Its insurance subsidiary, Great Eastern Holdings, is...
- ...set Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory... ...stablished, stable compliance team, focusing on regulatory and product compliance. Key Responsibilities: Act as the main co...
- ...firm with diverse investment strategies, is seeking a seasoned Compliance Professional to join their APAC team and support business oper... ...onitor compliance policies and procedures for asset management products across APAC. Collaborate with teams across marketing, AML...
- ...owers for regulatory authorities or law enforcement agencies and knowledge of PRC laws would be an advantage; # strong sense of compliance, by ensuring adherence to all relevant legislation and guiding staff to uphold these standards; # strong project management, an...
- The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance. Client Details Ou...
- ...bilities: Collaborate with relevant departments and provide compliance guidance during the gap analysis to assess the impact of new r... ...meet the regulatory standard or business changes Review new product and services proposals (e.g. product documents, selling proces...
- Job responsibilities: # To assist in developing automated monitoring programs (mainly Microsoft Excel based) related to compliance monitoring and evaluate the settings of existing monitoring systems. # To provide practical solutions in the testing and optimi...
- Overview: A Singapore-based company is seeking a highly motivated and experienced Compliance Officer to join its newly established Hong Kong entity, which has recently obtained a Money Service Operator (MSO) license. This role is pivotal in building and maintaining ...
- ...l top-tier insurance high-net-worth brokerage is looking for a compliance candidate to assist with business advisory and quality assuran... ...luding licencing, evaluating client documentation, advising on product development, and reviewing marketing materials. Conduct c...
- Your new role Develop and implement the firm-wide compliance strategy in accordance with SFC regulatory requirements Serve as t... ...e Committee on compliance matters Provide guidance on new product launches, cross-border transactions, and strategic partnership...
- ...outique foreign asset management company is currently hiring a Compliance Officer to join their Compliance team and perform all-round co... ...tandards Assist in the evaluation of business operations, product due diligence, KYC/CDD documentation, marketing materials, and...
- Your new company A sizeable life insurer is looking for a department head to lead the FCC, regulatory, investment, product, and compliance monitoring team. Your new role Design and implement the group's comprehensive compliance program, encompassing regulat...