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- Your tasks: Support administrative tasks related to product and vendor compliance, including compliance data collection and analysis. Collaborate closely with suppliers, internal teams as well as customers to ensure product compliance with EU regulatory require...
- Responsibilities: Formulate, review and update relevant compliance manual, compliance plan and procedures Implement and update r... ...ars must be with compliance function related to pension / fund products Auditing, compliance and legal experience in multinational ...
- Responsibilities: ~ Provide prompt, sound and consistent compliance advice, interpretation and recommendation on business and new financial products. ~ Co-ordinate and handle enquires from business departments regarding regulatory compliance requirements an...
- ...set Management firm, is seeking an experienced and self-driven Compliance Professional to join their Hong Kong team. This key regulatory... ...stablished, stable compliance team, focusing on regulatory and product compliance. Key Responsibilities: Act as the main conta...
- Job Descriptions ~ Develop and implement compliance policies and procedures to ensure the organization operates ethically and in compliance with applicable Hong Kong laws, regulatory requirements and internal policies. ~ Create an annual compliance promotion plan, ...
- ...nhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offeri... ...stors. We are seeking a high caliber to join us as Business Compliance Manager. Principal Responsibilities Keep abreast of rele...
- Compliance Senior Manager / Manager Job Responsibilities: - Handle corporate and individual SFC licensing applications - Arrange compliance trainings and keep track of training records - Review client due diligence (KYC) documents submitted by sales on new ...
- ... innovation, and excellence. Responsibilities Provide compliance advisory service and support to business and operation units w... ...advice and guidance on compliance issues for the launch of new products / services Provide practical recommendations for internal s...
- Responsibilities : Review and enforce compliance programs in accordance with the policies and guidelines of the bank and regulatory bodies; Handle enquiries from regulators such as HKMA/SFC/DPB and coordinate onsite/offsite/ad -hoc surveys; Conduct regular and...
- ...k life balance Responsibilities Provide L2 & L3 production support for a high-security web portal handling sensitive fin... ...tion and redesign initiative. Maintain strict security and compliance standards to protect confidential banking data. Collaborat...
- ... laundering name screening, file archive, etc.; Monitor audit process and communicate with audit team to follow up outstanding compliance documents; Provide general clerical support to the audit team to ensure smooth audit flow; and Assist to complete ad-hoc as...
- ...nhance our performance for customers and provide best-in-class products and services. We seek to attract high-calibre talent by offeri... ...opportunities and competitive compensation packages. Risk & Compliance Our Risk and Compliance function focuses on delivering effe...
- AML Compliance Manager / Assistant Manager Responsibilities: Assist the AML Team Lead and AMLCO in discharging AML/CFT duties; Assist in developing and updating AML policy and procedures for the Branch; Provide AML advice to Management, business and opera...
- ...ry requirements, formulate and supervise the implementation of compliance review plans, conduct sample transactions checking, particular... ...lating to insurance and investment activities Advise on new product launch or revamp, relevant sale and marketing materials, train...
HKD 50k - HKD 80k per month
The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance. Client Details ...- ... ~ Bachelor's degree in Computer Science, Information Security, or a related field ~1-3 years of experience in IT security, compliance, or audit ~ Familiarity with risk assessment methodologies, audit processes, and security frameworks ~ Knowledge of security ...
- ...ls, and providing strategic insights on a variety of financial products, including equities, fixed income, derivatives, and structured... ...and market risk. Monitor regulatory developments and ensure compliance with relevant financial regulations. Collaborate with risk ...
- ...e business and risk units in responding to such enquiries. Assist in developing, reviewing, evaluating and updating the Bank’s compliance policies, procedures, guidelines and compliance related documents to ensure congruence with its legal and regulatory obligations ...
- MISSION he Risk & Compliance Manager plays a critical role in supporting our mission to maintain a resilient and effective risk management and compliance framework that safeguards the organization while enabling sustainable growth in our precious metals trading oper...
- Responsibilities: Product Development Execution： Support end-to-end development of mutual funds, private funds and mandates.... ...ation drafting and internal approvals. Market & Regulatory Compliance： Monitor regulatory changes (HKMA, SFC, CSRC) impacting pro...
