Search Results: 1,860 vacancies
...es:
Lead/ support to provide general compliance advisory services to business and opera... ...ons with respect to respective overseas regulatory bodies and work closely with branches a... ...
Provide regular / ad-hoc updates to management
Handle management reporting and ad h...
....
Responsibilities:
~Assist in developing a risk-based compliance review program
~Conduct compliance reviews and on-site visi... ...going improvement of the Bank's operations
~Prepare regular management reports on compliance updates and issues
~Handle enquiries ...
... Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the business to manage compliance risks such as regulations and money launderi...
HKD 55k - HKD 65k per month
...ssessments on KYC files to ensure accuracy, completeness, and compliance.
Review customer data, identification documents, risk asse... ...ve actions.
Compliance Monitoring:
Stay up to date with regulatory requirements, industry best practices, and internal policies ...
...oothening the process;
~Be able to align with other banking compliance team’s staff within the division if there is such requirement... ...nize and lead regular monthly compliance meetings with senior management in the division;
~Organize and lead the regular meeting wit...
...ted, apply via Company website] .
Key Roles and Responsibilities:
~Responsible for assisting the Head of Regulatory Affairs as well as the General Manager in maintaining the operation of the Regulatory Affairs and Pharmacovigilance Department to handle all regulat...
...ovide advisory services on Investment and Insurance businesses for compliance with relevant regulatory requirements.
~Provide investment & insurance compliance development updates to Senior Management and assess the impact on the business and operation units.
~Part...
... cope with the rapid company growth and ensure a total market compliance for our products, we are now looking for a Quality System & C... ...t.
~Liaise with OEM customers for ad-hoc request related to regulatory documentation
~Maintain online compliance documentation ava...
HKD 70k - HKD 80k per month
The Company A well established Chinese bank is looking for a Senior Financial Crime Compliance Manager to join their team.
The Role
Develop and maintain a robust financial crime compliance framework in accordance with local and international regulations, indu...
...ny website] .
Key Roles and Responsibilities
~Handle ad hoc project assigned by management;
~Perform QA related activities including quality management system, audit, regulatory affairs and product enquiry/complaint;
~Assist to handle and monitor dangerous dru...
...role, you will be part of the Sanctions Compliance team of AML & Financial Crime Risk Depa... ...subject matter expert of sanctions, and managing sanctions and screening related project... ...ting in an effective manner and meeting regulatory expectations
~Undertake bank-wide sys...
...rocedures to ensure they are align with regulatory requirements
~Perform ad hoc tasks as... ...holder in Business Administration, Risk Management, Law or related disciplines
~CAMS des... ...P is preferred
~Minimum 1 year of AML compliance and transaction monitoring investigatio...
...Asia) has 52 retail outlets (including 27 “Elite Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, i... ...P holder would be an advantage
~Solid knowledge on sanction regulatory requirements of HKMA, UN, OFAC, PRC, etc.
~Strong investiga...
... to ethical practices, it recognizes the importance of social compliance in our supply chain to ensure the well-being of workers and p... ...timely and effective implementation.
Supplier relationship management: Establish and maintain strong relationships with suppliers, ...
...l inspection and external audit work;
2.Regularly reviewing the compliance and effectiveness of the policies and procedures, Drafting and writing compliance report according to the compliance management requirements;
3.Analyze potential compliance risks of business ...
...om offering financial services & wealth management services, it also provides asset manage... ...p’s cash flow and funding
Handle tax compliance matters and other tax issues
Perform... ...ledge of accounting standards and other regulatory requirements
Solid and in-depth know...
...m career objectives to apply for the following position:
Job Duties & Responsibilities:
Prepare, review and submit regulatory HKMA returns/surveys/GDR/financial disclosures according to completion instructions.
Design and improve spreadsheets with go...
...ity business standard
Be familiar with regulatory & internal requirements, and proactively identify areas which require management attention or improvement
Perform quali... ...ulatory/business rules
Coordinate with Compliance Dept. on Distribution Compliance matters ...
...ail Banking, Commercial Banking, Wealth Management and General Insurance across Hong Kong,... ...dle daily/monthly FRR and ensure strict compliance in meeting the liquid capital requireme... ...FC (Type 1,4)
Liaise with auditor and regulatory authorities
Responsible for the annu...
As an Actuarial Manager specializing in HKRBC, Reporting. You will play a pivotal role in ensuring compliance with regulatory requirements and providing strategic insights into our risk management practices. You will lead a team responsible for analyzing, reporting, a...
