Search Results: 14 职位空缺
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High awareness and up-to-date knowledge to evolving regulatory standards and well familiar with the latest requirements from HKMA, SFC and other regulators
Hands-on experience in handling HKMA’s projects
Strong communication and interpersonal skills, self-motiv...
HKD 50k - HKD 100k /月
...d to assist in risk and audit related duties if necessary
Profile
~ bachelor degree
~8-10 years of compliance experience from SFC licensed firm only
~ preferable from global markets and/or capital markets bkgd
~ open to candidates from large chinese based se...
...sis and portfolio reviews.
Stay up-to-date with market trends and industry regulations.
What you'll need to succeed
Possess SFC Type 1 and 2 licenses.
Proven track record in private wealth management sales.
Strong network and connections with high net wo...
HKD 50k - HKD 100k /月
...l also have to be the MIC for AML and Compliance
Profile
~ bachelor degree
~7-10 years+ of compliance experience specifically SFC type 1 4 9 experience
~ Must have CIMA regulatory experience
~ preferably exposure to MAS/SEC regulatory knowledge
~ must be a...
...s calculation, handling IPO, corporate actions, fund transfers and settlement instructions, mutual funds processing and the relevant SFC and HKEx rules and regulations;
Good command of both written and spoken English and Chinese.
(Candidate with more experience wi...
...ulatory bodies
Provide internal compliance trainings
Review policies and procedures
Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators’ enquiries and information request
Job Requirements:
Degree holder in Business Administratio...
HKD 20k - HKD 35k /月
...personality.
Proficient in written and spoken Chinese and English, Fluency in Putonghua is definitely an advantage.
Holders of SFC Type 1 & Type 4 licenses preferred.
If you are flexible enough and zeal for a harmonious and supportive working environment where...
HKD 100k /月
...ncluding corporate banking, global banking, global markets and treasury
main point of contact with HK regulators such as HKMA and SFC
liaise with senior stakeholders and senior management
work in a 2nd line of defence compliance function
Profile
~ bachelo...
HKD 50k /月
...ll team
This role can eventually be a step up to their Head of Compliance
This role will be the main point of contact with the SFC regulators
The main duties include regulatory compliance, review marketing materials, SFC regulatory duties, and product complian...
... years in business analysis/digital project management experience especially in securities/banking/finance industry
Familiar with SFC/HKMA related trading system front-to-back business flow
Good problem solving, communication and interpersonal skills
Strong an...
HKD 40k - HKD 80k /月
...d they are currently looking for a Regulatory Relations Associate to join their team to support regulatory relations to manage HKMA/ SFC exams. The candidate should have at least 3-5 years of working experience in regulatory compliance with strong knowledge in HKMA & S...
...alth clients and explore new business opportunities in Hong Kong, Mainland China and other global countries
Requirements::Holder of SFC licenses Type 1
Bachelor Degree or above preferably with major in Finance, Economics, Accounting, business Administration or relat...
...he sales
Handle clients’ enquiries and provide quality service support
Assist in other ad hoc projects when required
Requirements:SFC or HKMA licensee with at least 2 years relevant experience from Private Banking, Wealth Management or Asset Management
Good command...
...ts regular compliance reviews, complaint investigations and internal compliance trainings
Liaise with regulators, including HKMA, SFC and IA, etc, handle regulators’ enquiries and information request
Job Requirements
~ Degree holder in Business Administratio...
