Search Results: 2,793 职位空缺
... than 35,000 staff over the world. They are hiring an Assistant Compliance Manager. This role will coordinate closely with the different F... ...ternal auditors on audit matters related issues including local Sox compliance
Responsible for compiling quarterly compliance re...
...igh calibre professional to join our department.
Responsibilities
Act as primary or secondary auditor in market data compliance audits, prepare audit reports and transform massive data into meaningful analysis reports
Perform checking on unauthorized use...
Responsibilities:
Monitor and manage the daily compliance works for the Group’s business activities, ensure to comply with the internal policies and external regulations
Key person in drafting, reviewing, negotiating and advising agreements, legal contracts and ...
...aliber to join our Bank
Job Responsibilities:
Assist in handling daily transaction monitoring
Provide support to the Compliance Department
Handle ad-hoc projects as assigned
Job Requirements:
Degree holder, with 1~2 years relevant working experien...
...nt.
For other vacancies, please visit our website at
Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to m...
...nt.
For other vacancies, please visit our website at
Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory ser...
...under the supervision of the Hong Kong Monetary Authority.
Responsibilities:
~Assist in reviewing policies and/or conducting compliance control/audit
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Those candidates with so...
...manufacturer of compounds with applications in the field of leisure/toys and hygiene.
We are looking for an experienced
Compliance Officer
Responsibilities
To control and monitor all aspects of set compliance related rules and processes, such as; materi...
...as Financial Markets, Strategic Products, Sectors, Lending and Transaction Services and other support functions.
What does the Compliance Team do in ING?
We cover the regulatory framework to provide advice regarding the regulations and ING policies. We support the b...
...ed financial services for Chinese clients involved in overseas investment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant subsidiary legislation and codes issued...
...t us by visiting our website:
Training and Qualification support:
~ We offer full training and support in private equity compliance to develop your skills and good prospects
~5 day work week, examination and study leave, performance bonus, and a stable and ha...
Job Description: Assisting in Branch Compliance framework, maintaining repository of regulatory guidelines, preparing for compliance meeting at Branch & Head Office level, submission of reports to the Regulators, compliance assurance & review, providing support to AML...
... visit our website global.lockton.com for more details
Overview: Our team is responsible for the oversight of legal and compliance matters of our Greater China operating consisting of offices in 7 major cities.
Through advising our business units, which are...
Responsibilities:
~Handle SFC licensing matters including but not limited to delisting or relisting applications;
~Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance;
~Handle the thir...
Major Responsibilities
Assist in handling the relevant legal and compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc.
Provide support on board and committees works and assist the...
...e trade surveillance process, handle escalated cases from business units and file Suspicious Transaction Reports.
Keep updated compliance obligations and regulatory obligations in relation to trade and communication surveillance.
Contribute to design and developme...
...ent/legal or related discipline;
# a minimum of 5 years’ of work experience with 2 years’ post-qualification work experience in compliance, preferable in data protection and risk management;
# experience in sizable organisation or public sector will be a distinct ad...
As the Environmental Compliance Officer at midocean you will be part of the compliance team which is responsible for the safeguarding of the environmental and social accountability and the European compliance of our products.
Midocean has large ambitions to reduce C...
Our client, one of the largest asset manager globally is seeking a highly motivated and experienced Compliance Director to ensure that their investment processes and transactions are in full compliance with internal guidelines, as well as with the relevant regulators a...
Rober Walters Hong Kong
香港島
1 天前
...to legal and regulatory requirements in the jurisdiction(s) where the corporation operates;
Monitor the licensed corporation’s compliance with the established policies and procedures;
Report on compliance matters to senior management;
Review offering documents ...
