Search Results: 14,461 vacancies
...erbright is China’s leading cross-border investment and asset management company. It manages private equity funds, venture capital fun... ...tment.
Job Responsibilities
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Fu...
...
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Compliance
Responsibi... ...ated matters
~Assist Team Lead to prepare reports to senior management on key compliance issues
~Keep abreast of...
Senior Compliance Manager
Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employees across three office locations – Hong Kong (our HQ), Sydney, and Shanghai. Our trading expertise and strategies are deployed across...
... please visit our website at
Job No.: 499146
Employment Type: Full time
Departments: Investment Management
Job Functions: Risk Management, Compliance / Operational Risk Management
Responsibilities:
~Conduct risk monitoring, control and compliance ris...
Responsibilities:
# Ensure compliance with internal policies and external regulations for the Group's business activities.
# Assist in preparing compliance reports or relevant data for management reporting.
# Conduct compliance monitoring, including staff deal...
...erage company with presences globally is urgently seeking a Senior Risk Manager to join their expanding team
Job Description
Responsi... ...
Over ten years of experience working in risk management, compliance or internal audit at sizable corporation or in the risk are...
Classy Wheeler Limited
Hong Kong Island
5 days ago
...tation papers issued by regulatory bodies, and make recommendations to comply with regulatory requirements
~Prepare compliance reports for management review
Requirements:
~Degree holder
~Minimum 3 years relevant experience
~Good knowledge in regulations an...
Taikang Asset Management (Hong Kong) Co. Ltd., (hereafter as “Taikang Asset (HK) or “the Company”), is a wholly-owned subsidiary of Ta... ... professional skills.
Our corporate culture also emphasizes compliance, risk awareness, integrity, execution and performance.
Our ...
...-caliber person to fill the position.
Job Duties
Work with a team charged with a product line (App for e-banking channel) and manage the entire product line life cycle from strategic planning to tactical activities.
Responsible for the user-centered financial a...
Global Executive Consultants Ltd.
Hong Kong Island
3 days ago
...b No.: 494838
Employment Type: Full time
Departments: Group Audit
Job Functions: Accounting, Audit, Legal, Risk Management, Compliance
Responsibilities:
~Lead and manage internal audit engagements in relation to Anti-Money Laundering and Counter-Terro...
Pfizer is seeking an Associate Corporate Counsel/ Senior Manager to join our APAC/ Greater China International Investigations Team. T... ...
Responsibilities include:
Provide support to Regional Compliance Directors in managing the China investigations docket and ju...
...ny including securities and futures brokerage business, asset management business, etc;
Liaise with HQ staff and complete the assig... ...HQ;
Monitor overall business operation and conduct AML/KYC/Compliance auditing to ensure compliance with internal policies and exte...
Job Highlights
Full set of Internal Audit / Compliance Functions
Internal Audit
Risk assessment, Data analysis and Advi... ...anization
# prepare audit reports and present findings to senior management
# provide ad hoc support assigned by the Management.
...
...r opportunity.
Responsibilities:
~Conduct risk-based compliance reviews to ensure adherence to regulatory / internal / He... ...
~Candidates with less experience will be considered as Senior Compliance Manager
Please send your application with full resume indicat...
...vacancies, please visit our website at
Job No.: 499187
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities
~Assist Team Head to manage a team to ...
...vacancies, please visit our website at
Job No.: 492271
Employment Type: Full time
Departments: Legal & Compliance and Operational Risk Management Department
Job Functions: Legal, Risk Management
Responsibilities:
~Provide advisory services to busines...
... the business strategies, goals and initiatives.
Roles & Responsibilities
Proactively contribute to the enhancement of AML compliance processes and controls
Conduct thorough analysis to identify potential AML issues, red flags, gaps, and risks in KYC informati...
...n for a seasoned professional to take on the role of Team Head of Central Compliance Team. Join an organization that values commitment, cooperation, and empathy. Responsibilities include managing regulatory inquiries, supervising reporting, providing SFC licensing guid...
Rober Walters Hong Kong
Hong Kong Island
3 days ago
... Responsibilities
~Develop & implement an effective AML/CFT compliance frameworks across the Bank
~Promote continuous improvement ... ...ancement of AML/CFT system
~Handle ad hoc tasks assigned by management as assigned
Requirements
~Bachelor degree or above in ...
...client is a multinational fortune 500 company of Business Solutions Supplier, is now looking for an outstanding talent:
Senior Compliance Officer – Japanese Speaking
Responsibilities:
Responsible for company policy and compliance control, including arra...
