Search Results: 3,530 职位空缺
...a virtual bank licensed by the Hong Kong Monetary Authority.
Job Description
This position reports to Senior Manager, Regulatory Compliance while working alongside other Legal and Compliance Department staff to ensure the Bank’s compliance with all the relevant l...
...MA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the a... ... Director, Licensing
Assisting with providing and amending compliance documentations to support corporate licensing applications
...
...anagement, lending, advisory and infrastructure solutions. You will have an excellent grasp on the ever-developing cryptocurrency regulatory framework and provide regulatory and legal advice to its various business lines. Prior in-house experience advantageous but not m...
HKD 100k /月
This role will report directly to a Head of Compliance focusing on Global Banking & Markets and Wholesale Banking business for regulatory compliance. This role will have around 12 direct reports.
Client Details
My client is one of the largest global banks in the...
Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move... ...erg's non-regulated products and services. We work to address regulatory issues, ensure compliance with current/developing rules and r...
Responsibilities:
Provide regulatory advisor to APAC business and control function
Monitor relevant regulatory changes a... ...tion are identified and followed
Work closely with other compliance function on projects and other compliance related topics
...
~Senior Level role !
~want strong regulatory knowledge with SFC and HKMA !
About Our Client
My client is one of the largest glo... ... banking.
Job Description
~Report directly to the head of compliance whilst managing a team of 12 staff
~This role will focus on ...
...bilities?
Working closely with partners
Advises public and private companies on a full range of corporate governance, compliance, regulatory matters and fiduciary duties
Supporting the drafting, reviewing and related process for a broad range of SFC filings and...
Responsibilities:
Responsible for Hong Kong Regulatory Compliance matters
Act as regulatory advisor to securities, wealth management and asset management business and control function
Monitor relevant regulatory changes and development
Implement...
This is an exciting opportunity with global retail / consumer bank, with solid and established compliance culture in placed. They are looking for AD/D, Regulatory Compliance to come in and lead their General Compliance team, being an important part of the HK Complianc...
HKD 45k - HKD 50k /月
...ibilities
The selected candidate will assist on managing regulatory relations and coordinating HKMA and SFC exams. They will also... ...uirements
Minimum 3 years of experience in regulatory compliance within financial services industry, ideally in handling regul...
Regulatory Affairs & Central Compliance Senior Manager
Oversight Regulatory Affairs & Central Compliance
Excellent job security and worklife balance
Our Client
Searching for Regulatory Central Compliance Senior Manager with one of the most established Glob...
Projob21.com Ltd.
香港島
4 天前
- Required to have prior SFC regulatory working experiences
- Very strong in wealth management product due diligence and compliance experiences
- Fluent in Mandarin is a MUST
...e to time and identify their impact on the Company
Provide regulatory and legal input on advisory matters on legal, regulatory and ... ... discipline
At least 2 years relevant experience in legal, compliance or audit field(s) in finance related industry
Experience i...
...ntly they are hiring for Manager/Senior Manager to join their Regulatory Reporting team.
Responsibilities
Prepare and review th... ...
Assist in setting up, maintaining and improving financial compliance system
Assist in local projects relating to banking return...
...L, database (Oracle preferred), data structure and modelling understanding, Familiar with Alteryx or Spark
~Financial industry, regulatory/ financial reporting exposure would be an advantage.
~Familiar with programming languages (Java, Python) is a huge plus
~Degr...
...ofessional to join our team as Officer, Trade Confirmation & Regulatory Reporting - Hybrid (Internal Job Title: Securities & Derivat... ...ernal policies to solve related operational issues and ensure compliance with various regulations/policies
~Ensure regulatory report...
HKD 50k - HKD 100k /月
...a well-known European bank. They wish to hire a talented VP - Regulatory Reporting to join their team.
Client Details
Our client... ...r system reports
ensuring internal audit activities are in compliance with industrial and professional standards
communicating w...
We seek a highly motivated Compliance Officer to assist us in a dynamic financial markets environment ( Based in London, we are a glo... ...ce professional seeking broad experience in financial markets regulatory compliance. Our clients are leading global financial institut...
...didates to join our big family.
Responsibilities :
~Monitor trading activities and conduct compliance monitoring reviews;
~Keep informing the up-to-date regulatory and legislative change;
~Review account opening documents and AML checking;
~Handling day-to-...
